SEC Investment Advisers Register · Public
Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 151–200 of 574 matching (names starting with A)Source: SEC Information About Registered Investment Advisers and Exempt Reporting Advisers
- AISA FINANCIAL PLANNING LTDRegistered Investment Advisers · CRD # 172777 · Approved
- AJAX CAPITAL LLCRegistered Investment Advisers · CRD # 298032 · Approved
- AJEEJ CAPITAL (DIFC) LIMITEDExempt Reporting Advisers · CRD # 335055 · ERA - Active
- AKF FUND HOLDINGS, LLCExempt Reporting Advisers · CRD # 311331 · ERA - Active
- AKO CAPITAL LLPExempt Reporting Advisers · CRD # 160379 · ERA - Active
- AKSIA SGR S.P.A.Exempt Reporting Advisers · CRD # 161848 · ERA - Active
- ALAETHES WEALTH, LLCRegistered Investment Advisers · CRD # 304920 · Approved
- ALAMUT INVESTMENT MANAGEMENT LLPExempt Reporting Advisers · CRD # 335202 · ERA - Active
- ALAN W. WEBERRegistered Investment Advisers · CRD # 163137 · Approved
- ALANDA CAPITAL MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 297198 · ERA - Active
- ALANNA ADVISORS, LLCExempt Reporting Advisers · CRD # 318638 · ERA - Active
- ALANTRA EQMC ASSET MANAGEMENT S.G.I.I.C., S.A.Exempt Reporting Advisers · CRD # 304548 · ERA - Active
- ALATUS CAPITAL LLCRegistered Investment Advisers · CRD # 281625 · Approved
- ALAYA CAPITAL PARTNERS LLCExempt Reporting Advisers · CRD # 323076 · ERA - Active
- ALBACORE CAPITAL LLPExempt Reporting Advisers · CRD # 290704 · ERA - Active
- ALBAR CAPITAL (USA) LLCExempt Reporting Advisers · CRD # 332051 · ERA - Active
- ALBAR CAPITAL PARTNERS LLPExempt Reporting Advisers · CRD # 331738 · ERA - Active
- ALBERT BRIDGE CAPITAL MANAGEMENT LPRegistered Investment Advisers · CRD # 326763 · Approved
- ALBIONVC LLPExempt Reporting Advisers · CRD # 338412 · ERA - Active
- ALBIZIA CAPITAL PRIVATE LIMITEDExempt Reporting Advisers · CRD # 166283 · ERA - Active
- ALCAZAR ENERGY MANAGEMENT SERVICES L.L.C-FZExempt Reporting Advisers · CRD # 331535 · ERA - Active
- ALCHEMY INVESTMENT MANAGEMENT LLPRegistered Investment Advisers · CRD # 323282 · Approved
- ALCHEMY SPECIAL OPPORTUNITIES LLPExempt Reporting Advisers · CRD # 162312 · ERA - Active
- ALCUIN CAPITAL PARTNERS LLPExempt Reporting Advisers · CRD # 190513 · ERA - Active
- ALDEMAR RESEARCH CORPORATIONRegistered Investment Advisers · CRD # 178523 · Approved
- ALDER STRATEGIC OPPORTUNITIES ADVISORY I ABExempt Reporting Advisers · CRD # 342359 · ERA - Active
- ALEENA CAPITAL MANAGEMENT LPExempt Reporting Advisers · CRD # 321640 · ERA - Active
- ALEPH CAPITAL PARTNERS LIMITEDExempt Reporting Advisers · CRD # 270016 · ERA - Active
- ALEPH E.S. MANAGEMENT COMPANY LTD.Exempt Reporting Advisers · CRD # 168654 · ERA - Active
- ALEPHOS CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 341469 · ERA - Active
- ALERA MANAGEMENT PARTNERS LLCRegistered Investment Advisers · CRD # 341220 · Approved
- ALERE PLANNING LLCRegistered Investment Advisers · CRD # 286121 · Approved
- ALETHEA CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 156500 · Approved
- ALETHEIA ANALYST NETWORK LIMITEDRegistered Investment Advisers · CRD # 172882 · Approved
- ALEXANDER BEARD (USA), INC.Registered Investment Advisers · CRD # 134642 · Approved
- ALEXIA VENTURES LTDAExempt Reporting Advisers · CRD # 310181 · ERA - Active
- ALEXIS INVESTMENT PARTNERS, LLCRegistered Investment Advisers · CRD # 313394 · Approved
- ALFA ALGORITHMS HK LIMITEDRegistered Investment Advisers · CRD # 333190 · Approved
- ALFA INDIGO, S.A.P.I. DE C.V.Exempt Reporting Advisers · CRD # 332462 · ERA - Active
- ALFACAP LLC, D/B/A RECIPROCAL CAPITALRegistered Investment Advisers · CRD # 285033 · Approved
- ALFRETON CAPITAL LLPExempt Reporting Advisers · CRD # 288144 · ERA - Active
- ALGEBRIS (UK) LIMITEDExempt Reporting Advisers · CRD # 286294 · ERA - Active
- ALGEBRIS INVESTMENTS (IRELAND) LIMITEDExempt Reporting Advisers · CRD # 311842 · ERA - Active
- ALIGN PARTNERS CAPITAL MANAGEMENT INC.Exempt Reporting Advisers · CRD # 328839 · ERA - Active
- ALIGN VENTURES SPECIAL OPPORTUNITY GP SPV I, LLCRegistered Investment Advisers · CRD # 323154 · Approved
- ALIGNMENT FINANCIAL GROUP, LLCRegistered Investment Advisers · CRD # 306644 · Approved
- ALINOR CAPITAL MANAGEMENT LLPExempt Reporting Advisers · CRD # 329691 · ERA - Active
- ALISIO CAPITAL PARTNERS LLCRegistered Investment Advisers · CRD # 343516 · Approved
- ALITER CAPITAL LLPExempt Reporting Advisers · CRD # 310678 · ERA - Active
- ALITHION CAPITAL MANAGEMENT PTE LTDExempt Reporting Advisers · CRD # 285425 · ERA - Active