Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- AVP MANAGEMENT COMPANY, LLCExempt Reporting Advisers · CRD # 283298 · ERA - Active
- AVRIO WEALTH PTE LTDRegistered Investment Advisers · CRD # 306064 · Approved
- AW CAPITAL PARTNERS, LLCExempt Reporting Advisers · CRD # 333969 · ERA - Active
- AWEALTH INTERNATIONAL AGRegistered Investment Advisers · CRD # 343883 · Approved
- AXA INVESTMENT MANAGERS PARISExempt Reporting Advisers · CRD # 309494 · ERA - Active
- AXA INVESTMENT MANAGERS UK LIMITEDExempt Reporting Advisers · CRD # 319562 · ERA - Active
- AXA REAL ESTATE INVESTMENT MANAGERS SGPExempt Reporting Advisers · CRD # 282641 · ERA - Active
- AXCEL MANAGEMENT A/SExempt Reporting Advisers · CRD # 308113 · ERA - Active
- AXEBROOK CAPITAL LLPExempt Reporting Advisers · CRD # 319419 · ERA - Active
- AXIA ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 173148 · Approved
- AXIOM ALTERNATIVE INVESTMENTS SARLRegistered Investment Advisers · CRD # 282155 · Approved
- AXIOM ASIA PRIVATE CAPITAL MANAGEMENT SERVICES, LPExempt Reporting Advisers · CRD # 163156 · ERA - Active
- AXIOM EQUITY 2 GP LTD.Exempt Reporting Advisers · CRD # 341278 · ERA - Active
- AXIOM EQUITY CAPITAL PARTNERS LLPExempt Reporting Advisers · CRD # 341328 · ERA - Active
- AXIOMQED LLCExempt Reporting Advisers · CRD # 337869 · ERA - Active
- AXIUM CAPITAL PTE. LTD.Exempt Reporting Advisers · CRD # 337522 · ERA - Active
- AXIUM INFRASTRUCTURE INC.Registered Investment Advisers · CRD # 286454 · Approved
- AYAL CAPITAL ADVISORS LIMITEDExempt Reporting Advisers · CRD # 169853 · ERA - Active
- AYM CAPITAL, LLCExempt Reporting Advisers · CRD # 163556 · ERA - Active
- AZIMUTH CAPITAL MANAGEMENT IV LTD.Exempt Reporting Advisers · CRD # 292608 · ERA - Active
- AZIMUTH CAPITAL MANAGEMENT V LTD.Exempt Reporting Advisers · CRD # 325225 · ERA - Active
- AZIMUTH ENERGY PARTNERS GP III LPExempt Reporting Advisers · CRD # 163399 · ERA - Active
- AZLIN CONSULTANTS PVT. LTD.Exempt Reporting Advisers · CRD # 284296 · ERA - Active
- AZURITE MANAGEMENT LLCExempt Reporting Advisers · CRD # 310225 · ERA - Active