SEC Investment Advisers Register · Public
Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 501–550 of 574 matching (names starting with A)Source: SEC Information About Registered Investment Advisers and Exempt Reporting Advisers
- ATLAS CAPITAL TEAM INC.Registered Investment Advisers · CRD # 326724 · Approved
- ATLAS HEALTH CAPITAL ADVISERS LLPExempt Reporting Advisers · CRD # 342612 · ERA - Active
- ATLAS INFRASTRUCTURE PARTNERS (UK) LTDRegistered Investment Advisers · CRD # 288560 · Approved
- ATLAS SQUARE PARTNERS (HK) LIMITEDRegistered Investment Advisers · CRD # 328980 · Approved
- ATLASINVEST HOLDING BVBAExempt Reporting Advisers · CRD # 168724 · ERA - Active
- ATMA ADVISORS LTD.Exempt Reporting Advisers · CRD # 325478 · ERA - Active
- ATMOSPHERE CAPITAL GESTAO DE RECURSOS LTDAExempt Reporting Advisers · CRD # 331266 · ERA - Active
- ATOMICO (UK) PARTNERS LLPExempt Reporting Advisers · CRD # 301113 · ERA - Active
- ATOMICO MANAGEMENT, LTD.Exempt Reporting Advisers · CRD # 165691 · ERA - Active
- ATOMVEST LIMITEDExempt Reporting Advisers · CRD # 285155 · ERA - Active
- ATON ADVISORS, LLCRegistered Investment Advisers · CRD # 154036 · Approved
- ATRIUM CONSULTING LLCExempt Reporting Advisers · CRD # 342930 · ERA - Active
- ATRUM MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 333181 · ERA - Active
- ATRUM ONE LIMITEDExempt Reporting Advisers · CRD # 324755 · ERA - Active
- ATTESTOR LIMITEDExempt Reporting Advisers · CRD # 162623 · ERA - Active
- ATTUNE WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 342568 · 120-Day Approval
- ATTUNGA CAPITAL PTY LTDExempt Reporting Advisers · CRD # 326266 · ERA - Active
- ATWOOD FINANCIAL PLANNING LLCRegistered Investment Advisers · CRD # 288941 · Approved
- ATYANT CAPITAL MANAGEMENT LIMITEDRegistered Investment Advisers · CRD # 165518 · Approved
- AUBREY CAPITAL MANAGEMENT LIMITEDRegistered Investment Advisers · CRD # 285802 · Approved
- AUDEO ADVISORS LLCExempt Reporting Advisers · CRD # 339549 · ERA - Active
- AUGC PARTNERS LLCExempt Reporting Advisers · CRD # 289424 · ERA - Active
- AUGUST EQUITY LLPExempt Reporting Advisers · CRD # 163018 · ERA - Active
- AULIS CAPITAL GP I, LPExempt Reporting Advisers · CRD # 341185 · ERA - Active
- AURA CAPITAL, LLCExempt Reporting Advisers · CRD # 339918 · ERA - Active
- AURA INVESTMENTS LLCRegistered Investment Advisers · CRD # 342730 · 120-Day Approval
- AUREANA CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 154124 · Approved
- AURELIA FOUNDRY MANAGEMENT COMPANY, LLCExempt Reporting Advisers · CRD # 327707 · ERA - Active
- AURELIUS INVESTMENT ADVISORY LIMITEDExempt Reporting Advisers · CRD # 314916 · ERA - Active
- AUSBIL INVESTMENT MANAGEMENT LIMITEDRegistered Investment Advisers · CRD # 289468 · Approved
- AUSPAC INVESTMENT MANAGEMENT PTE. LTD.Exempt Reporting Advisers · CRD # 337544 · ERA - Active
- AUTONOMOUS CAPITAL MANAGEMENT LLCExempt Reporting Advisers · CRD # 291219 · ERA - Active
- AUTONOMY CAPITAL (JERSEY) L.P.Exempt Reporting Advisers · CRD # 338365 · ERA - Active
- AVALOR INVESTMENT AGRegistered Investment Advisers · CRD # 283227 · Approved
- AVANDA INVESTMENT MANAGEMENT PTE LTDExempt Reporting Advisers · CRD # 285656 · ERA - Active
- AVANT BLOCKCHAIN CAPITALExempt Reporting Advisers · CRD # 333401 · ERA - Active
- AVATAR GROWTH CAPITAL MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 323116 · ERA - Active
- AVCF LLCExempt Reporting Advisers · CRD # 319381 · ERA - Active
- AVEDON CAPITAL PARTNERS B.V.Exempt Reporting Advisers · CRD # 312290 · ERA - Active
- AVENDUS CAPITAL PTE. LTD.Exempt Reporting Advisers · CRD # 321058 · ERA - Active
- AVENDUS PE INVESTMENT ADVISORS PRIVATE LIMITEDExempt Reporting Advisers · CRD # 332349 · ERA - Active
- AVENDUS WEALTH MANAGEMENT PRIVATE LIMITEDRegistered Investment Advisers · CRD # 156771 · Approved
- AVENIDA PARTNERS LLCExempt Reporting Advisers · CRD # 297739 · ERA - Active
- AVENTE CAPITAL MANAGEMENT LLCExempt Reporting Advisers · CRD # 288127 · ERA - Active
- AVENTICUM CAPITAL MANAGEMENT (QATAR) LLCExempt Reporting Advisers · CRD # 282157 · ERA - Active
- AVIATOR'S WEALTH MANAGEMENTRegistered Investment Advisers · CRD # 330735 · 120-Day Approval
- AVINOVA CAPITAL PARTNERS, LLCExempt Reporting Advisers · CRD # 343601 · ERA - Active
- AVIVA INVESTORS CANADA INC.Registered Investment Advisers · CRD # 333457 · Approved
- AVIVAR ADVISORS, LLCRegistered Investment Advisers · CRD # 215516 · Approved
- AVM CAPITAL PTE. LTD.Exempt Reporting Advisers · CRD # 339585 · ERA - Active