SEC Investment Advisers Register · Public
Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 451–500 of 574 matching (names starting with A)Source: SEC Information About Registered Investment Advisers and Exempt Reporting Advisers
- ASESORDEINVERSIONES.COM LTDRegistered Investment Advisers · CRD # 331588 · Approved
- ASGARD ASSET MANAGEMENT A/SExempt Reporting Advisers · CRD # 324667 · ERA - Active
- ASHCROFT PARTNERS LLCExempt Reporting Advisers · CRD # 333962 · ERA - Active
- ASHGROVE CAPITAL LLPExempt Reporting Advisers · CRD # 318191 · ERA - Active
- ASHGROVE CAPITAL MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 318192 · ERA - Active
- ASHGROVE SPECIALTY LENDING FUND I (GP) S.A.R.L.Exempt Reporting Advisers · CRD # 318194 · ERA - Active
- ASHMORE INVESTMENT ADVISORS LIMITEDRegistered Investment Advisers · CRD # 170303 · Approved
- ASHMORE INVESTMENT MANAGEMENT LTDRegistered Investment Advisers · CRD # 112551 · Approved
- ASHOKA WHITEOAK CAPITAL PTE. LTD.Registered Investment Advisers · CRD # 299712 · Approved
- ASHWOOD CAPITAL MANAGEMENT LTDExempt Reporting Advisers · CRD # 309566 · ERA - Active
- ASIA DEBT MANAGEMENT HONG KONG LIMITEDExempt Reporting Advisers · CRD # 162215 · ERA - Active
- ASIA FRONTIER INVESTMENTS LIMITEDExempt Reporting Advisers · CRD # 307143 · ERA - Active
- ASIA PACIFIC FINANCIAL MANAGEMENT GROUP, INC.Registered Investment Advisers · CRD # 32338 · Approved
- ASIA PARTNERS FUND MANAGEMENT PTE. LTD.Exempt Reporting Advisers · CRD # 305065 · ERA - Active
- ASIA RESEARCH & CAPITAL MANAGEMENT (DIFC) LIMITEDExempt Reporting Advisers · CRD # 327838 · ERA - Active
- ASK CAPITAL MANAGEMENT PTE LTD.Exempt Reporting Advisers · CRD # 337493 · ERA - Active
- ASPECT CAPITAL LIMITEDRegistered Investment Advisers · CRD # 127600 · Approved
- ASPER INVESTMENT MANAGEMENT LTDExempt Reporting Advisers · CRD # 293173 · ERA - Active
- ASPEX MANAGEMENT (HK) LIMITEDExempt Reporting Advisers · CRD # 300189 · ERA - Active
- ASPIRANT GROUP INC.Exempt Reporting Advisers · CRD # 305426 · ERA - Active
- ASPIRE GROWTH PARTNERS LLCRegistered Investment Advisers · CRD # 312063 · Approved
- ASPIRITY PARTNERS LLPExempt Reporting Advisers · CRD # 338106 · ERA - Active
- ASPOON CAPITAL LIMITEDExempt Reporting Advisers · CRD # 313470 · ERA - Active
- ASSET MANAGEMENT ONE CO., LTD.Registered Investment Advisers · CRD # 110843 · Approved
- ASSET MANAGEMENT SERVICES, INC.Registered Investment Advisers · CRD # 110803 · Approved
- ASSET RESURGENCE MAURITIUS MANAGERExempt Reporting Advisers · CRD # 306455 · ERA - Active
- ASSET RISK CONSULTANTS (UK) LIMITEDRegistered Investment Advisers · CRD # 292916 · Approved
- ASSET VALUE INVESTORS LIMITEDRegistered Investment Advisers · CRD # 137779 · Approved
- ASSETFORT ADVISORS LLCExempt Reporting Advisers · CRD # 299149 · ERA - Active
- ASTA INVESTMENT ADVISORS LTDExempt Reporting Advisers · CRD # 307746 · ERA - Active
- ASTANOR GP S.AR.L.Exempt Reporting Advisers · CRD # 331670 · ERA - Active
- ASTARIS CAPITAL MANAGEMENT LLPRegistered Investment Advisers · CRD # 160262 · Approved
- ASTARTE CAPITAL PARTNERS LLPExempt Reporting Advisers · CRD # 319708 · ERA - Active
- ASTERION INDUSTRIAL PARTNERS, SGEIC, S.A.Exempt Reporting Advisers · CRD # 300067 · ERA - Active
- ASTIGNES CAPITAL ASIA PTE. LTD.Registered Investment Advisers · CRD # 152719 · Approved
- ASTORG ADVISORY SERVICESExempt Reporting Advisers · CRD # 321806 · ERA - Active
- ASTORG ASSET MANAGEMENT SARLExempt Reporting Advisers · CRD # 284635 · ERA - Active
- ASTORG PARTNERSExempt Reporting Advisers · CRD # 162141 · ERA - Active
- ASTORI VENTURES LLCExempt Reporting Advisers · CRD # 336844 · ERA - Active
- ASTORIA STRATEGIC WEALTH, INC.Registered Investment Advisers · CRD # 113510 · Approved
- ASTRA ASSET MANAGEMENT UK LIMITEDRegistered Investment Advisers · CRD # 167413 · Approved
- ASTRA VENTURES INVESTMENT PARTNERS LLCRegistered Investment Advisers · CRD # 306263 · Approved
- ASTRAL CAPITAL, LLCExempt Reporting Advisers · CRD # 283421 · ERA - Active
- ASTRIS ADVISORY JAPAN K.K.Registered Investment Advisers · CRD # 307365 · Approved
- ATB CAPITAL MARKETS USA INC.Registered Investment Advisers · CRD # 155053 · Approved
- ATFS ADVISERS LLCRegistered Investment Advisers · CRD # 324191 · Approved
- ATHENA INVESTMENT MANAGEMENTRegistered Investment Advisers · CRD # 106542 · Approved
- ATHOS CAPITAL LIMITEDExempt Reporting Advisers · CRD # 287804 · ERA - Active
- ATLANTIC CAPITAL STRATEGIES, INC.Registered Investment Advisers · CRD # 146725 · Approved
- ATLANTIC EDGE PRIVATE WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 327354 · Approved