SEC Broker-Dealers Register · Public
Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 751–800 of 914 matchingSource: SEC Company Information About Active Broker-Dealers
- SIXTH STREET BD, LLCActive Broker-Dealers · SEC file No. 00869697 · NY
- SMBC NIKKO SECURITIES AMERICA, INC.Active Broker-Dealers · SEC file No. 00843852 · NY
- SMBC NIKKO SECURITIES CANADA, LTD.Active Broker-Dealers · SEC file No. 00870176 · NY
- SMG SECURITIES, INC.Active Broker-Dealers · SEC file No. 00835184 · NY
- SNOWDEN ACCOUNT SERVICES LLCActive Broker-Dealers · SEC file No. 00868188 · NY
- SOLOMON PARTNERS SECURITIES, LLCActive Broker-Dealers · SEC file No. 00843369 · NY
- SONENSHINE & COMPANY LLCActive Broker-Dealers · SEC file No. 00852819 · NY
- SOUTH STREET SECURITIES LLCActive Broker-Dealers · SEC file No. 00865770 · NY
- SPARTAN CAPITAL SECURITIES, LLCActive Broker-Dealers · SEC file No. 00867801 · NY
- SPEEDTRADER, INCActive Broker-Dealers · SEC file No. 00853035 · NY
- SPENCER-WINSTON SECURITIES CORPORATIONActive Broker-Dealers · SEC file No. 00824995 · NY
- SQUARE GLOBAL U.S. LLCActive Broker-Dealers · SEC file No. 00868899 · NY
- STANDARD CHARTERED SECURITIES NORTH AMERICA LLCActive Broker-Dealers · SEC file No. 00866397 · NY
- STANDARD NEW YORK, INC.Active Broker-Dealers · SEC file No. 00869552 · NY
- STAR MOUNTAIN ADVISORS, LLCActive Broker-Dealers · SEC file No. 00868541 · NY
- STASH CAPITAL LLCActive Broker-Dealers · SEC file No. 00869908 · NY
- STERN CAPITAL LLCActive Broker-Dealers · SEC file No. 00866433 · NY
- STG SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870947 · NY
- STIRLINGSHIRE BD LLCActive Broker-Dealers · SEC file No. 00870616 · NY
- STOCK SECURITIES LLCActive Broker-Dealers · SEC file No. 00845650 · NY
- STOCKBLOCK SECURITIES LLCActive Broker-Dealers · SEC file No. 00870481 · NY
- STONECASTLE SECURITIES, LLCActive Broker-Dealers · SEC file No. 00866434 · NY
- STONEHAVEN, LLCActive Broker-Dealers · SEC file No. 00853699 · NY
- STONEPEAK SECURITIES LLCActive Broker-Dealers · SEC file No. 00870803 · NY
- STONINGTON CORPORATIONActive Broker-Dealers · SEC file No. 00846961 · NY
- STRATCAP SECURITIES, LLCActive Broker-Dealers · SEC file No. 00868338 · NY
- STRATHMORE GROUP LLCActive Broker-Dealers · SEC file No. 00870433 · NY
- STRATOSPHERE CAPITAL, LLCActive Broker-Dealers · SEC file No. 00871233 · NY
- STUART FRANKEL & CO., INCORPORATEDActive Broker-Dealers · SEC file No. 00817419 · NY
- STUART PORTFOLIO CONSULTANTS, L.P.Active Broker-Dealers · SEC file No. 00850721 · NY
- SUMMIT SECURITIES GROUP LLCActive Broker-Dealers · SEC file No. 00868977 · NY
- SUNTHAY GRX LLCActive Broker-Dealers · SEC file No. 00870715 · NY
- SUPERVISION PARTNERS LLCActive Broker-Dealers · SEC file No. 00870315 · NY
- SURYA CAPITALE SECURITIES LLCActive Broker-Dealers · SEC file No. 00868968 · NY
- SWCD LLCActive Broker-Dealers · SEC file No. 00869309 · NY
- SWISS RE CAPITAL MARKETS CORPORATIONActive Broker-Dealers · SEC file No. 00848914 · NY
- SYNERGY CAPITAL I, LLCActive Broker-Dealers · SEC file No. 00851971 · NY
- T3 TRADING GROUP, LLCActive Broker-Dealers · SEC file No. 00868639 · NY
- TAG CAPITAL PARTNERS LLCActive Broker-Dealers · SEC file No. 00870927 · NY
- TALOS MARKETS LLCActive Broker-Dealers · SEC file No. 00871374 · NY
- TAP SECURITIES LLCActive Broker-Dealers · SEC file No. 00868381 · NY
- TCG CAPITAL MARKETS L.L.C.Active Broker-Dealers · SEC file No. 00870061 · NY
- TD ARRANGED SERVICES LLCActive Broker-Dealers · SEC file No. 00865509 · NY
- TD PRIVATE CLIENT WEALTH LLCActive Broker-Dealers · SEC file No. 00869105 · NY
- TD SECURITIES (USA) LLCActive Broker-Dealers · SEC file No. 00836747 · NY
- TELSEY ADVISORY GROUP LLCActive Broker-Dealers · SEC file No. 00867988 · NY
- TEMPLUM MARKETS LLCActive Broker-Dealers · SEC file No. 00852169 · NY
- TENEO SECURITIES LLCActive Broker-Dealers · SEC file No. 00868354 · NY
- TERRANOVA CAPITAL EQUITIES, INC.Active Broker-Dealers · SEC file No. 00850973 · NY
- TEXTURE CAPITAL, INC.Active Broker-Dealers · SEC file No. 00870310 · NY