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Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers

Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).

View this broker-dealer's filings on SEC EDGAR (the authoritative record) ↗

This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.

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Directory record

Broker-dealer name
SWCD LLC
SEC file No.
00869309
Lists
Active Broker-Dealers
Main office
CHAPPAQUA, NY
Main office state
NY
Regulator
U.S. Securities and Exchange Commission (SEC)
Source
U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers

SEC listing

  • Active Broker-DealersListed

    File number: 00869309

    CIK 0001580822

    SEC's list as on 1 October 2026

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