Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- STUART PORTFOLIO CONSULTANTS, L.P.Active Broker-Dealers · SEC file No. 00850721 · NY
- STURDIVANT & CO. INC.Active Broker-Dealers · SEC file No. 00841204 · NJ
- STUYVESANT SQUARE ADVISORS, INC.Active Broker-Dealers · SEC file No. 00868035 · CT
- SUMMIT SECURITIES GROUP LLCActive Broker-Dealers · SEC file No. 00868977 · NY
- SUMO CAPITAL, LLCActive Broker-Dealers · SEC file No. 00867809 · IL
- SUMRIDGE PARTNERS, LLCActive Broker-Dealers · SEC file No. 00868454 · NJ
- SUN LIFE INSTITUTIONAL DISTRIBUTORS (U.S.) LLCActive Broker-Dealers · SEC file No. 00869407 · MA
- SUN'S BROTHERS SECURITIES INC.Active Broker-Dealers · SEC file No. 00865595 · HI
- SUNBELT SECURITIES, INC.Active Broker-Dealers · SEC file No. 00849748 · TX
- SUNDIAL GROUP, LLCActive Broker-Dealers · SEC file No. 00868894 · FL
- SUNSET FINANCIAL SERVICES, INC.Active Broker-Dealers · SEC file No. 00814148 · MO
- SUNSTREET SECURITIES, LLCActive Broker-Dealers · SEC file No. 00867541 · AZ
- SUNTHAY GRX LLCActive Broker-Dealers · SEC file No. 00870715 · NY
- SUPERIOR FINANCIAL SERVICES, INC.Active Broker-Dealers · SEC file No. 00852618 · WI
- SUPERVISION PARTNERS LLCActive Broker-Dealers · SEC file No. 00870315 · NY
- SUPPORT SERVICES FINANCIAL ADVISORS, INC.Active Broker-Dealers · SEC file No. 00851513 · CO
- SUPREME ALLIANCE LLCActive Broker-Dealers · SEC file No. 00851046 · OH
- SURYA CAPITALE SECURITIES LLCActive Broker-Dealers · SEC file No. 00868968 · NY
- SUSQUEHANNA FINANCIAL GROUP, LLLPActive Broker-Dealers · SEC file No. 00844325 · PA
- SUSQUEHANNA INVESTMENT GROUPActive Broker-Dealers · SEC file No. 00837520 · PA
- SUSQUEHANNA SECURITIES, LLCActive Broker-Dealers · SEC file No. 00847034 · PA
- SUTTER SECURITIES CLEARING, LLCActive Broker-Dealers · SEC file No. 00866859 · CA
- SUTTER SECURITIES INCORPORATEDActive Broker-Dealers · SEC file No. 00845158 · CA
- SWBC INVESTMENT SERVICES, LLCActive Broker-Dealers · SEC file No. 00866764 · TX
- SWCD LLCActive Broker-Dealers · SEC file No. 00869309 · NY
- SWISS RE CAPITAL MARKETS CORPORATIONActive Broker-Dealers · SEC file No. 00848914 · NY
- SYCAMORE FINANCIAL GROUPActive Broker-Dealers · SEC file No. 00830302 · IN
- SYMETRA SECURITIES, INC.Active Broker-Dealers · SEC file No. 00813470 · WA
- SYNAPSE BROKERAGE LLCActive Broker-Dealers · SEC file No. 00867105 · CO
- SYNDICATED CAPITAL, INC.Active Broker-Dealers · SEC file No. 00844162 · CA
- SYNERGY ADVISORS GROUP, LLCActive Broker-Dealers · SEC file No. 00866114 · CA
- SYNERGY CAPITAL I, LLCActive Broker-Dealers · SEC file No. 00851971 · NY
- SYNOVUS SECURITIES, INC.Active Broker-Dealers · SEC file No. 00834709 · GA