Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- PACIFIC POINT SECURITIES, LLCActive Broker-Dealers · SEC file No. 00868239 · CA
- PACIFIC SELECT DISTRIBUTORS, LLCActive Broker-Dealers · SEC file No. 00815264 · CA
- PALM TREE SECURITIES LLCActive Broker-Dealers · SEC file No. 00870505 · CA
- PARTNERSHIP CAPITAL GROWTH, LLCActive Broker-Dealers · SEC file No. 00867314 · CA
- PASSCO CAPITAL, INC.Active Broker-Dealers · SEC file No. 00853591 · CA
- PAYDEN & RYGEL DISTRIBUTORSActive Broker-Dealers · SEC file No. 00844622 · CA
- PELUCHIWSKI WILLIAM GEORGEActive Broker-Dealers · SEC file No. 00838497 · CA
- PENDULUM SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870705 · CA
- PENSERRA SECURITIES, LLCActive Broker-Dealers · SEC file No. 00867773 · CA
- PENTEGRA DISTRIBUTORS INC.Active Broker-Dealers · SEC file No. 00842445 · CA
- PGP CAPITAL ADVISORS, LLCActive Broker-Dealers · SEC file No. 00866180 · CA
- PINNACLE CAPITAL SECURITIES, LLCActive Broker-Dealers · SEC file No. 00865263 · CA
- PLAN B INVESTMENTS, INC.Active Broker-Dealers · SEC file No. 00866978 · CA
- PLANMEMBER SECURITIES CORPORATIONActive Broker-Dealers · SEC file No. 00825065 · CA
- PLUS VENTURE PARTNERS, LLCActive Broker-Dealers · SEC file No. 00870226 · CA
- POLYGON CAPITAL ADVISORS, LLCActive Broker-Dealers · SEC file No. 00868965 · CA
- PORT SECURITIES, INC.Active Broker-Dealers · SEC file No. 00850492 · CA
- PRIVATE PORTFOLIO, INC.Active Broker-Dealers · SEC file No. 00847421 · CA
- PROBITAS FUNDS GROUP, LLCActive Broker-Dealers · SEC file No. 00853512 · CA
- PULLMAN SECURITIES, LLCActive Broker-Dealers · SEC file No. 00851234 · CA