Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- M. E. ALLISON & CO., INC.Active Broker-Dealers · SEC file No. 00801402 · TX
- M&CO. SECURITIES LLCActive Broker-Dealers · SEC file No. 00871260 · TX
- MAPLEWOOD INVESTMENTS, INC.Active Broker-Dealers · SEC file No. 00852221 · TX
- MCNALLY FINANCIAL SERVICES CORPORATIONActive Broker-Dealers · SEC file No. 00865388 · TX
- METRIC POINT CAPITAL, LLCActive Broker-Dealers · SEC file No. 00869901 · TX
- MICROVENTURE MARKETPLACE INC.Active Broker-Dealers · SEC file No. 00868458 · TX
- MIDLAND SECURITIES, LTDActive Broker-Dealers · SEC file No. 00840685 · TX
- MITCHELL ENERGY ADVISORS, LLCActive Broker-Dealers · SEC file No. 00866878 · TX
- MOMENTUM INDEPENDENT NETWORK INC.Active Broker-Dealers · SEC file No. 00835475 · TX
- MONEX SECURITIES, INC.Active Broker-Dealers · SEC file No. 00844874 · TX
- MONTICELLO FINANCIAL GROUP, LLCActive Broker-Dealers · SEC file No. 00870371 · TX
- MOODY SECURITIES, LLCActive Broker-Dealers · SEC file No. 00868069 · TX
- MUNICIPAL CAPITAL MARKETS GROUP, INC.Active Broker-Dealers · SEC file No. 00853038 · TX
- MURRAY SECURITIES, INC.Active Broker-Dealers · SEC file No. 00867488 · TX