Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- MACRO RISK ADVISORS LLCActive Broker-Dealers · SEC file No. 00867973 · NJ
- MAFG RIA SERVICES, INC.Active Broker-Dealers · SEC file No. 00846836 · NJ
- MAGV SECURITIES, INC.Active Broker-Dealers · SEC file No. 00867427 · NJ
- MAYHILL AGENCY, LLCActive Broker-Dealers · SEC file No. 00816774 · NJ
- METLIFE INVESTMENTS SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869857 · NJ
- MOOMOO FINANCIAL INC.Active Broker-Dealers · SEC file No. 00869739 · NJ
- MOTILAL OSWAL SECURITIES INTERNATIONAL PRIVATE LIMITEDActive Broker-Dealers · SEC file No. 00869093 · NJ
- MOUNTAINSIDE SECURITIES LLCActive Broker-Dealers · SEC file No. 00870157 · NJ