Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- LADENBURG THALMANN & CO. INC.Active Broker-Dealers · SEC file No. 00817230 · NY
- LAIDLAW & COMPANY (UK) LTD.Active Broker-Dealers · SEC file No. 00853731 · NY
- LAMPERT CAPITAL MARKETS INC.Active Broker-Dealers · SEC file No. 00852234 · NY
- LARRAINVIAL SECURITIES US LLCActive Broker-Dealers · SEC file No. 00868452 · NY
- Latour Trading LLCActive Broker-Dealers · SEC file No. 00868304 · NY
- LAYER 7 SECURITIES LLCActive Broker-Dealers · SEC file No. 00871467 · NY
- LAZARD ASSET MANAGEMENT SECURITIES LLCActive Broker-Dealers · SEC file No. 00866201 · NY
- LAZARD FRERES & CO. LLCActive Broker-Dealers · SEC file No. 00802595 · NY
- LEBENTHAL FINANCIAL SERVICES, INC.Active Broker-Dealers · SEC file No. 00867140 · NY
- LEDGER CAPITAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00869983 · NY
- LEIGH BALDWIN & CO., LLCActive Broker-Dealers · SEC file No. 00848385 · NY
- LEONIS SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869797 · NY
- LESKO SECURITIES INCActive Broker-Dealers · SEC file No. 00826408 · NY
- LIBERTY ASSOCIATES, INC.Active Broker-Dealers · SEC file No. 00831505 · NY
- LIFEMARK SECURITIES CORP.Active Broker-Dealers · SEC file No. 00833478 · NY
- LIFESCI CAPITAL, LLCActive Broker-Dealers · SEC file No. 00869305 · NY
- LIGHT HORSE SECURITIES, INCActive Broker-Dealers · SEC file No. 00865270 · NY
- LIME TRADING CORPActive Broker-Dealers · SEC file No. 00827061 · NY
- LINQTO CAPITAL, LLCActive Broker-Dealers · SEC file No. 00870775 · NY
- LIONTREE ADVISORS LLCActive Broker-Dealers · SEC file No. 00869097 · NY
- LIQUIDLY IAS, LLCActive Broker-Dealers · SEC file No. 00870270 · NY
- LIQUIDNET, INC.Active Broker-Dealers · SEC file No. 00852461 · NY
- LIVERMORE TRADING GROUP, INC.Active Broker-Dealers · SEC file No. 00845248 · NY
- LIVINGSTON SECURITIES, LLCActive Broker-Dealers · SEC file No. 00867901 · NY
- LLOYDS SECURITIES INC.Active Broker-Dealers · SEC file No. 00868647 · NY
- LMV CAPITAL CORP.Active Broker-Dealers · SEC file No. 00868061 · NY
- LOCKTON RE CAPITAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00870988 · NY
- LOCKWOOD SECURITIES LLCActive Broker-Dealers · SEC file No. 00869388 · NY
- LONGSHIP ALTERNATIVE ASSET MANAGEMENTActive Broker-Dealers · SEC file No. 00865914 · NY
- LPS CAPITAL LLCActive Broker-Dealers · SEC file No. 00868706 · NY
- LSH PARTNERS SECURITIES LLCActive Broker-Dealers · SEC file No. 00869817 · NY
- LUCID CAPITAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00867305 · NY
- LUMA SECURITIES LLCActive Broker-Dealers · SEC file No. 00868863 · NY