Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- I5EQUITYActive Broker-Dealers · SEC file No. 00870216 · CA
- ICON CAPITAL GROUP, LLCActive Broker-Dealers · SEC file No. 00818148 · CA
- IFAST SECURITIES US CORPORATIONActive Broker-Dealers · SEC file No. 00871137 · CA
- IM GLOBAL US DISTRIBUTORS LLCActive Broker-Dealers · SEC file No. 00870266 · CA
- IMPERIAL CAPITAL, LLCActive Broker-Dealers · SEC file No. 00850397 · CA
- IMPERII SECURITIES LLCActive Broker-Dealers · SEC file No. 00870817 · CA
- INDEPENDENT FINANCIAL GROUP, LLCActive Broker-Dealers · SEC file No. 00822870 · CA
- INFINITY SECURITIES, INC.Active Broker-Dealers · SEC file No. 00867647 · CA
- INSTITUTIONAL BOND NETWORK, LLCActive Broker-Dealers · SEC file No. 00869609 · CA
- INTEGRAL FINANCIAL LLCActive Broker-Dealers · SEC file No. 00865284 · CA
- INTEGRITY BROKERAGE, LLCActive Broker-Dealers · SEC file No. 00853604 · CA
- INTREPID INVESTMENT BANKERS LLCActive Broker-Dealers · SEC file No. 00868674 · CA
- INVESTMENT PLACEMENT GROUPActive Broker-Dealers · SEC file No. 00830700 · CA
- INVESTMENT SECURITY CORPORATIONActive Broker-Dealers · SEC file No. 00851832 · CA