Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- G.DISTRIBUTORS, LLCActive Broker-Dealers · SEC file No. 00868697 · NY
- G.RESEARCH, LLCActive Broker-Dealers · SEC file No. 00821373 · NY
- GA CAPITAL MARKETS BD, LLCActive Broker-Dealers · SEC file No. 00870562 · NY
- GA PCCV BD, LLCActive Broker-Dealers · SEC file No. 00870898 · NY
- GAGNON SECURITIES, LLCActive Broker-Dealers · SEC file No. 00852218 · NY
- GALAXY DIGITAL PARTNERS LLCActive Broker-Dealers · SEC file No. 00870001 · NY
- GALAXY SECURITIES, LLCActive Broker-Dealers · SEC file No. 00871232 · NY
- GALILEO GLOBAL SECURITIES, LLCActive Broker-Dealers · SEC file No. 00867275 · NY
- GALLAGHER SECURITIES, INCActive Broker-Dealers · SEC file No. 00853563 · NY
- GALLATIN CAPITAL LLCActive Broker-Dealers · SEC file No. 00865718 · NY
- GARY HOCH AGENCY, INC.Active Broker-Dealers · SEC file No. 00824582 · NY
- GEMINI GALACTIC MARKETS, LLCActive Broker-Dealers · SEC file No. 00870369 · NY
- GENERAL WELLINGTON CAPITAL LLCActive Broker-Dealers · SEC file No. 00869705 · NY
- GFI SECURITIES LLCActive Broker-Dealers · SEC file No. 00843548 · NY
- GHP SECURITIES LLCActive Broker-Dealers · SEC file No. 00871371 · NY
- GILDER GAGNON HOWE & CO. LLCActive Broker-Dealers · SEC file No. 00830196 · NY
- GLADOWSKY CAPITAL MANAGEMENT CORP.Active Broker-Dealers · SEC file No. 00851017 · NY
- GLC SECURITIES, LLCActive Broker-Dealers · SEC file No. 00868557 · NY
- GLMX TECHNOLOGIES, LLCActive Broker-Dealers · SEC file No. 00869987 · NY
- GLOBAL CARRY LLCActive Broker-Dealers · SEC file No. 00871263 · NY
- GLOBAL FRONTERA MARKETS INC.Active Broker-Dealers · SEC file No. 00867668 · NY
- GLOBAL PACIFIC SECURITIES US, INC.Active Broker-Dealers · SEC file No. 00870370 · NY
- GLOBAL81 US LLCActive Broker-Dealers · SEC file No. 00871440 · NY
- GLOBETECH SECURITIES LLCActive Broker-Dealers · SEC file No. 00870531 · NY
- GOLD STREET CAPITAL, LLCActive Broker-Dealers · SEC file No. 00869727 · NY
- GOLDEN EAGLE SECURITIES, INC.Active Broker-Dealers · SEC file No. 00837788 · NY
- GOODBODY SECURITIES INCActive Broker-Dealers · SEC file No. 00866955 · NY
- GORDIAN GROUP, LLCActive Broker-Dealers · SEC file No. 00840861 · NY
- GORDON DYAL & CO., LLCActive Broker-Dealers · SEC file No. 00869791 · NY
- GORDON, HASKETT CAPITAL CORPORATIONActive Broker-Dealers · SEC file No. 00833944 · NY
- GRAFINE CAPITAL PARTNERS LLCActive Broker-Dealers · SEC file No. 00870410 · NY
- GREENHILL & CO., LLCActive Broker-Dealers · SEC file No. 00849000 · NY
- GREENSLEDGE CAPITAL MARKETS LLCActive Broker-Dealers · SEC file No. 00868328 · NY
- GRIFFIN SECURITIES, INC.Active Broker-Dealers · SEC file No. 00850186 · NY
- GSP SECURITIES LLCActive Broker-Dealers · SEC file No. 00867802 · NY
- GSR SECURITIES LLCActive Broker-Dealers · SEC file No. 00868722 · NY
- GTN AMERICAS FINANCIAL SERVICES, INC.Active Broker-Dealers · SEC file No. 00870748 · NY
- GTS EXECUTION SERVICES LLCActive Broker-Dealers · SEC file No. 00870455 · NY
- GTS SECURITIES LLCActive Broker-Dealers · SEC file No. 00868126 · NY
- GUGGENHEIM INVESTOR SERVICES, LLCActive Broker-Dealers · SEC file No. 00844742 · NY
- GUGGENHEIM SECURITIES, LLCActive Broker-Dealers · SEC file No. 00849107 · NY
- GUOTAI HAITONG SECURITIES (USA) INC.Active Broker-Dealers · SEC file No. 00866566 · NY