Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- FAP USA, L.P.Active Broker-Dealers · SEC file No. 00867758 · NY
- FAR HILLS GROUP, LLC.Active Broker-Dealers · SEC file No. 00845675 · NY
- FARTHER SECURITIES, LLCActive Broker-Dealers · SEC file No. 00871457 · NY
- FB SECURITIES, LLCActive Broker-Dealers · SEC file No. 00871300 · NY
- FBN SECURITIES, INC.Active Broker-Dealers · SEC file No. 00830461 · NY
- FDX CAPITAL LLCActive Broker-Dealers · SEC file No. 00865170 · NY
- FE CAPITAL MARKETS LLCActive Broker-Dealers · SEC file No. 00870796 · NY
- FEARNLEY SECURITIES, INCActive Broker-Dealers · SEC file No. 00869566 · NY
- FEDERATED SECURITIES, INC.Active Broker-Dealers · SEC file No. 00815644 · NY
- FEF DISTRIBUTORS, LLCActive Broker-Dealers · SEC file No. 00851483 · NY
- FENCHURCH PARTNERS LPActive Broker-Dealers · SEC file No. 00870977 · NY
- FENIMORE SECURITIES, INC.Active Broker-Dealers · SEC file No. 00852854 · NY
- FENIX SECURITIES, LLCActive Broker-Dealers · SEC file No. 00868988 · NY
- FERGHANA SECURITIES, INC.Active Broker-Dealers · SEC file No. 00850270 · NY
- FERRETTI GROUP, INC.Active Broker-Dealers · SEC file No. 00851895 · NY
- FGC SECURITIES, LLCActive Broker-Dealers · SEC file No. 00868897 · NY
- FIN2, LLCActive Broker-Dealers · SEC file No. 00870818 · NY
- FINALIS SECURITIES LLCActive Broker-Dealers · SEC file No. 00870425 · NY
- FIRST CITIZENS CAPITAL SECURITIES, LLCActive Broker-Dealers · SEC file No. 00849466 · NY
- FIRST MANHATTAN SECURITIES LLCActive Broker-Dealers · SEC file No. 00810438 · NY
- FIRST OMEGA, LLCActive Broker-Dealers · SEC file No. 00870495 · NY
- FIRSTRADE SECURITIES INC.Active Broker-Dealers · SEC file No. 00834642 · NY
- FLAGSTAR SECURITIES, INCActive Broker-Dealers · SEC file No. 00852697 · NY
- FLEXTRADE LLCActive Broker-Dealers · SEC file No. 00853309 · NY
- FLI INVESTORS, LLCActive Broker-Dealers · SEC file No. 00839904 · NY
- FLOURISH FINANCIAL LLCActive Broker-Dealers · SEC file No. 00870093 · NY
- FLOW TRADERS U.S. INSTITUTIONAL TRADING LLCActive Broker-Dealers · SEC file No. 00869711 · NY
- FLOW TRADERS U.S. LLCActive Broker-Dealers · SEC file No. 00868300 · NY
- FMX EXECUTION, LLCActive Broker-Dealers · SEC file No. 00868606 · NY
- FOROS SECURITIES LLCActive Broker-Dealers · SEC file No. 00868233 · NY
- FORT GHENT BROKERAGE LLCActive Broker-Dealers · SEC file No. 00869432 · NY
- FORTE SECURITIES LLCActive Broker-Dealers · SEC file No. 00848201 · NY
- FORTRESS CAPITAL FORMATION LLCActive Broker-Dealers · SEC file No. 00868449 · NY
- FORTRESS WEALTH SOLUTIONS LLCActive Broker-Dealers · SEC file No. 00871159 · NY
- FORUM CAPITAL SECURITIES LLCActive Broker-Dealers · SEC file No. 00853364 · NY
- FPCG, LLCActive Broker-Dealers · SEC file No. 00865488 · NY
- FR TRADING LLCActive Broker-Dealers · SEC file No. 00870870 · NY
- FRED ALGER & COMPANY, LLCActive Broker-Dealers · SEC file No. 00815900 · NY
- FREDERICKS MICHAEL SECURITIES, INC.Active Broker-Dealers · SEC file No. 00851512 · NY
- FUNDAMENTAL INTERACTIONS NEUTRON DIRECT, LLCActive Broker-Dealers · SEC file No. 00870940 · NY
- FUSION PARTNERS GLOBAL LLCActive Broker-Dealers · SEC file No. 00870064 · NY