Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- B.B. GRAHAM & COMPANY, INC.Active Broker-Dealers · SEC file No. 00849477 · CA
- BACKSTROM MCCARLEY BERRY & CO., LLCActive Broker-Dealers · SEC file No. 00865679 · CA
- BAINBRIDGE CAPITAL SECURITIES, INC.Active Broker-Dealers · SEC file No. 00870357 · CA
- BALANCED SECURITY PLANNING, INC.Active Broker-Dealers · SEC file No. 00814842 · CA
- BANYAN SECURITIES, LLCActive Broker-Dealers · SEC file No. 00839716 · CA
- BANYAN TREE SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869463 · CA
- BARDI CO. LLCActive Broker-Dealers · SEC file No. 00869190 · CA
- BATTERY EAST GROUP, LLCActive Broker-Dealers · SEC file No. 00869383 · CA
- BAYRIDGE SECURITIES, LLCActive Broker-Dealers · SEC file No. 00868739 · CA
- BENEFIT FUNDING SERVICES, LLCActive Broker-Dealers · SEC file No. 00850527 · CA
- BG WORLDWIDE SECURITIES, INC.Active Broker-Dealers · SEC file No. 00865440 · CA
- BILL PARKER AGENCYActive Broker-Dealers · SEC file No. 00820744 · CA
- BIVO FINANCIAL LLCActive Broker-Dealers · SEC file No. 00871236 · CA
- BLAKESLEE AND BLAKESLEE INC.Active Broker-Dealers · SEC file No. 00832071 · CA
- BLUE CAPAY VENTURESActive Broker-Dealers · SEC file No. 00871296 · CA
- BLUEPATH CAPITAL LLCActive Broker-Dealers · SEC file No. 00870497 · CA
- BOURSA INVESTMENTS, INC.Active Broker-Dealers · SEC file No. 00868457 · CA
- BOUSTEAD SECURITIES, LLCActive Broker-Dealers · SEC file No. 00867384 · CA
- BRIDGE STREET SECURITIES, LLCActive Broker-Dealers · SEC file No. 00868428 · CA
- BRIDGEWATER JAMES LIMITED, LLCActive Broker-Dealers · SEC file No. 00867293 · CA
- BROOKLANDS CAPITAL STRATEGIES BD, LPActive Broker-Dealers · SEC file No. 00869696 · CA
- BTIG, LLCActive Broker-Dealers · SEC file No. 00865473 · CA
- BUILDER ADVISOR GROUP, LLCActive Broker-Dealers · SEC file No. 00868801 · CA