Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- AARDVARK SECURITIES LLCActive Broker-Dealers · SEC file No. 00869235 · IL
- ABN AMRO CLEARING USA LLCActive Broker-Dealers · SEC file No. 00834354 · IL
- ACCESS FINANCIAL GROUP, INC.Active Broker-Dealers · SEC file No. 00846065 · IL
- ACCESSALPHA WORLDWIDE LLCActive Broker-Dealers · SEC file No. 00867446 · IL
- ADVANTAGE SECURITIES LLCActive Broker-Dealers · SEC file No. 00848652 · IL
- AEG CAPITAL, LLCActive Broker-Dealers · SEC file No. 00869292 · IL
- AKUNA SECURITIES LLCActive Broker-Dealers · SEC file No. 00868957 · IL
- ALERA SECURITIES LLCActive Broker-Dealers · SEC file No. 00871359 · IL
- AMD CAPITAL, LLCActive Broker-Dealers · SEC file No. 00865422 · IL
- ANDES CAPITAL GROUP, LLCActive Broker-Dealers · SEC file No. 00867202 · IL
- AON SECURITIES LLCActive Broker-Dealers · SEC file No. 00814953 · IL
- AOS, INC.Active Broker-Dealers · SEC file No. 00866163 · IL
- ARBOR RESEARCH & TRADING, LLCActive Broker-Dealers · SEC file No. 00838818 · IL
- ARCHIPELAGO SECURITIES L.L.C.Active Broker-Dealers · SEC file No. 00852140 · IL
- ARCHIPELAGO TRADING SERVICES, INC.Active Broker-Dealers · SEC file No. 00833180 · IL
- ARCHITECT SECURITIES LLCActive Broker-Dealers · SEC file No. 00871217 · IL
- ARETE WEALTH MANAGEMENT, LLCActive Broker-Dealers · SEC file No. 00850854 · IL
- ARIEL DISTRIBUTORS, LLCActive Broker-Dealers · SEC file No. 00848238 · IL
- ARTEMIS SECURITIES CLEARING, LLCActive Broker-Dealers · SEC file No. 00865803 · IL