Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- AAG CAPITAL, INC.Active Broker-Dealers · SEC file No. 00812911 · FL
- AC SUNSHINE SECURITIES LLCActive Broker-Dealers · SEC file No. 00870837 · FL
- ACP SECURITIES, LLCActive Broker-Dealers · SEC file No. 00867185 · FL
- AGM SECURITIES LLCActive Broker-Dealers · SEC file No. 00866568 · FL
- AKAR CAPITAL MANAGEMENT, INC.Active Broker-Dealers · SEC file No. 00828026 · FL
- ALLARIA SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869891 · FL
- ALTERNATIVE INVESTMENT SOLUTIONS (USA) LLCActive Broker-Dealers · SEC file No. 00871434 · FL
- ALTERNATIVE MARKETS, LLCActive Broker-Dealers · SEC file No. 00871372 · FL
- AMERANT INVESTMENTS, INC.Active Broker-Dealers · SEC file No. 00853612 · FL
- AMERICAN TRUST INVESTMENT SERVICES, INC.Active Broker-Dealers · SEC file No. 00814394 · FL
- AMPLIFY COMMUNITY INVESTMENT PARTNERS, LLCActive Broker-Dealers · SEC file No. 00871089 · FL
- AMUNI FINANCIAL, INC.Active Broker-Dealers · SEC file No. 00825338 · FL
- ANDBANC BROKERAGE, LLCActive Broker-Dealers · SEC file No. 00868759 · FL
- ANTARCTICA ADVISORS, LLCActive Broker-Dealers · SEC file No. 00869288 · FL
- ARIA CAPITAL ADVISORS, LLCActive Broker-Dealers · SEC file No. 00866407 · FL
- ARX PRIME BROKERAGE LLCActive Broker-Dealers · SEC file No. 00871498 · FL
- ASHTON STEWART & CO., INC.Active Broker-Dealers · SEC file No. 00853239 · FL
- ASSUREDPARTNERS FINANCIAL SERVICES, LLCActive Broker-Dealers · SEC file No. 00870374 · FL
- AURUS ADVISORS, INC.Active Broker-Dealers · SEC file No. 00866089 · FL
- AUSTIN ATLANTIC CAPITAL INC.Active Broker-Dealers · SEC file No. 00850509 · FL
- AVENTURA SECURITIES, LLCActive Broker-Dealers · SEC file No. 00867458 · FL
- AVENUE SECURITIES LLCActive Broker-Dealers · SEC file No. 00870079 · FL
- AVM, L.P.Active Broker-Dealers · SEC file No. 00835136 · FL