Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- ARENA FINANCIAL SERVICES, LLCActive Broker-Dealers · SEC file No. 00869682 · NY
- ARK GLOBAL, LLCActive Broker-Dealers · SEC file No. 00869520 · NY
- ARROW ANALYTICS SECURITIES, LLCActive Broker-Dealers · SEC file No. 00871330 · NY
- ARROW INVESTMENTS, INC.Active Broker-Dealers · SEC file No. 00851250 · NY
- ARTIST CAPITAL LLCActive Broker-Dealers · SEC file No. 00868598 · NY
- ASBURY CAPITAL LLCActive Broker-Dealers · SEC file No. 00867435 · NY
- ASHMORE INVESTMENT MANAGEMENT (US) CORPORATIONActive Broker-Dealers · SEC file No. 00868490 · NY
- ASHTON THOMAS SECURITIES, LLCActive Broker-Dealers · SEC file No. 00834261 · NY
- ASPEN ALPINE CAPITAL LLCActive Broker-Dealers · SEC file No. 00870805 · NY
- ASTORIA CAPITAL MARKETS, INC.Active Broker-Dealers · SEC file No. 00851033 · NY
- ASTRIS SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870306 · NY
- ATLAS STRATEGIC ADVISORS, LLCActive Broker-Dealers · SEC file No. 00867183 · NY
- ATOMIC BROKERAGE LLCActive Broker-Dealers · SEC file No. 00870799 · NY
- AUERBACH GRAYSON & COMPANY LLCActive Broker-Dealers · SEC file No. 00845136 · NY
- AUTOMATED EQUITY FINANCE MARKETS, INC.Active Broker-Dealers · SEC file No. 00867941 · NY
- AVATAR SECURITIES, LLCActive Broker-Dealers · SEC file No. 00867932 · NY
- AVENDUS CAPITAL, INC.Active Broker-Dealers · SEC file No. 00868226 · NY
- AVIOR CAPITAL MARKETS US, LLCActive Broker-Dealers · SEC file No. 00869513 · NY
- AXIOM CAPITAL MANAGEMENT, INC.Active Broker-Dealers · SEC file No. 00842638 · NY
- AXIS CAPITAL USA, LLCActive Broker-Dealers · SEC file No. 00870083 · NY