Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- CANTLON FINANCIAL PLANNING LLCRegistered Investment Advisers · CRD # 106622 · Approved
- CAPE ANN ASSET MANAGEMENT LIMITEDRegistered Investment Advisers · CRD # 284056 · Approved
- CAPEVIEW CAPITAL LLPRegistered Investment Advisers · CRD # 160092 · Approved
- CAPITAL ACHIEVEMENTS, LLCRegistered Investment Advisers · CRD # 291108 · Approved
- CAPITAL FORMATION ADVISERS LLCRegistered Investment Advisers · CRD # 111815 · Approved
- CAPITAL FUND MANAGEMENT S.A.Registered Investment Advisers · CRD # 125780 · Approved
- CAPITAL GENERATION PARTNERS LLPRegistered Investment Advisers · CRD # 281808 · Approved
- CAPITAL IP INVESTMENT PARTNERS LPRegistered Investment Advisers · CRD # 326733 · Approved
- CAPITAL MARKETS IQ, LLCRegistered Investment Advisers · CRD # 134921 · Approved
- CAPITAL VIEW WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 126653 · Approved
- CAPITAL Z ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 162210 · Approved
- CAPITALIA (SUISSE)Registered Investment Advisers · CRD # 164222 · Approved
- CAPRICE CAPITAL PARTNERS, LLCRegistered Investment Advisers · CRD # 307048 · Approved
- CAPSIGMA INVESTMENT PARTNERS LTDARegistered Investment Advisers · CRD # 336478 · Approved
- CAPVISOR ASSOCIATES, LLCRegistered Investment Advisers · CRD # 289154 · Approved
- CARDENAS ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 114943 · Approved
- CARDIFF PARK ADVISORS,LLCRegistered Investment Advisers · CRD # 126752 · Approved
- CARDINAL ADVISERS LLCRegistered Investment Advisers · CRD # 284465 · Approved
- CARDINAL CAPITAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 124729 · Approved
- CARDINAL POINT CAPITAL MANAGEMENT, ULCRegistered Investment Advisers · CRD # 140619 · Approved
- CARDINAL RETIREMENT PLANNING, INC.Registered Investment Advisers · CRD # 166545 · Approved
- CARE EQUITY CAPITAL MANAGEMENT, L.P.Registered Investment Advisers · CRD # 312131 · Approved
- CARLISLE TAX CREDITS LLCRegistered Investment Advisers · CRD # 151461 · Approved
- CARLO CAPITAL LLCRegistered Investment Advisers · CRD # 331801 · Approved
- CARNELIAN ASSET MANAGEMENT & ADVISORS PRIVATE LIMITEDRegistered Investment Advisers · CRD # 335103 · Approved
- CAROLINA QUALIFIED RETIREMENT PLAN ADVISERS, LLCRegistered Investment Advisers · CRD # 171534 · Approved
- CAROLINA STRATEGY, LLCRegistered Investment Advisers · CRD # 324629 · Approved
- CAROTA WEALTH MANAGEMENTRegistered Investment Advisers · CRD # 127344 · Approved
- CARRAIGHILL CAPITAL LIMITEDRegistered Investment Advisers · CRD # 290703 · Approved
- CARRHAE CAPITAL (DIFC) LIMITEDRegistered Investment Advisers · CRD # 337385 · Approved
- CARRHAE CAPITAL, LLPRegistered Investment Advisers · CRD # 161900 · Approved
- CARTA FINANCIERA SA.Registered Investment Advisers · CRD # 306723 · Approved
- CASTLE RIDGE ASSET MANAGEMENT LIMITEDRegistered Investment Advisers · CRD # 309774 · Approved
- CASTLETON PARTNERS, LLCRegistered Investment Advisers · CRD # 140873 · Approved
- CATALYST INVESTMENT MANAGEMENT LLCRegistered Investment Advisers · CRD # 298122 · Approved
- CATCHLIGHT CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 319003 · Approved
- CATERER GOODMAN PARTNERS LTDRegistered Investment Advisers · CRD # 314975 · Approved
- CAUSEY PUBLIC FINANCE LLCRegistered Investment Advisers · CRD # 332123 · Approved
- CAXTON ASSOCIATES LLPRegistered Investment Advisers · CRD # 333153 · Approved
- CBRE INVESTMENT MANAGEMENT INDIRECT LIMITEDRegistered Investment Advisers · CRD # 163590 · Approved
- CBRE INVESTMENT MANAGEMENT INFRASTRUCTURE INC.Registered Investment Advisers · CRD # 158495 · Approved
- CDAM (UK) LTDRegistered Investment Advisers · CRD # 169319 · Approved
- CDH INVESTMENT ADVISORY PRIVATE LIMITEDRegistered Investment Advisers · CRD # 163756 · Approved
- CEDAR SPRING ADVISORS, LLCRegistered Investment Advisers · CRD # 289329 · Approved
- CEDAR SPRINGS ADVISORS, LLCRegistered Investment Advisers · CRD # 290855 · Approved
- CEDAR WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 167149 · Approved
- CEDARGOLD CONSULTING INC.Registered Investment Advisers · CRD # 286326 · Approved
- CEERA INVESTMENTS, LLCRegistered Investment Advisers · CRD # 135179 · Approved
- CENTER FOR WEALTH MANAGEMENT LLC.Registered Investment Advisers · CRD # 171221 · Approved
- CERASUS ADVISORS INCRegistered Investment Advisers · CRD # 152113 · Approved