Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- PETERSON FINANCIAL SERVICES LLCRegistered Investment Advisers · CRD # 106127 · CO · Approved
- PETRA FINANCIAL ADVISORS INCRegistered Investment Advisers · CRD # 107196 · CO · Approved
- PLANWISER FINANCIAL, LLCRegistered Investment Advisers · CRD # 331675 · CO · Approved
- PRESTIGE WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 150079 · CO · Approved
- PRIMARK ADVISORS, LLCRegistered Investment Advisers · CRD # 309653 · CO · Approved
- PRINCETON FUND ADVISORS, LLCRegistered Investment Advisers · CRD # 157821 · CO · Approved
- PROPRIETARY CAPITAL, LLCRegistered Investment Advisers · CRD # 125139 · CO · Approved
- PROTOCOL WEALTH, LLCRegistered Investment Advisers · CRD # 335298 · CO · Approved
- PRUDENT MAN INVESTMENT MANAGEMENT INCRegistered Investment Advisers · CRD # 104574 · CO · Approved
- PRV MANAGEMENT, L.P.Registered Investment Advisers · CRD # 160667 · CO · Approved
- PUBLIC TRUST ADVISORS, LLCRegistered Investment Advisers · CRD # 159189 · CO · Approved
- PULLIAM FAMILY OFFICE, LLCRegistered Investment Advisers · CRD # 338839 · CO · Approved
- PVG ASSET MANAGEMENT CORPRegistered Investment Advisers · CRD # 105541 · CO · Approved
- QUISH & CO. LLCRegistered Investment Advisers · CRD # 146212 · CO · Approved
- RALLYDAY PARTNERS, LLCRegistered Investment Advisers · CRD # 307309 · CO · Approved
- RAMSAY STATTMAN VELA & PRICE INCRegistered Investment Advisers · CRD # 105156 · CO · Approved
- RCF MANAGEMENT, LLCRegistered Investment Advisers · CRD # 161007 · CO · Approved
- RED MOUNTAIN FINANCIAL PARTNERS, LLCRegistered Investment Advisers · CRD # 174672 · CO · Approved
- REDEFINE VENTURES LLCRegistered Investment Advisers · CRD # 323691 · CO · Approved
- RESOLUTE CAPITAL ASSET PARTNERS LLCRegistered Investment Advisers · CRD # 298866 · CO · Approved
- REVELSTOKE CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 173859 · CO · Approved
- RIDGEGATE ADVISORS, LLCRegistered Investment Advisers · CRD # 334233 · CO · Approved
- RIGDEN ENTERPRISESRegistered Investment Advisers · CRD # 326930 · CO · Approved
- RIPL WEALTH LLCRegistered Investment Advisers · CRD # 342258 · CO · 120-Day Approval
- ROCKWOOD EQUITY PARTNERS LLCRegistered Investment Advisers · CRD # 163846 · CO · Approved
- ROSECAP INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 152054 · CO · Approved
- ROSEL WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 291065 · CO · Approved
- ROUBAIX CAPITAL, LLCRegistered Investment Advisers · CRD # 269879 · CO · Approved
- RS ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 157768 · CO · Approved
- RUBICON TECHNOLOGY MANAGEMENT L.L.C.Registered Investment Advisers · CRD # 169875 · CO · Approved
- RYAN INVESTMENT MANAGEMENT, INC.Registered Investment Advisers · CRD # 115755 · CO · Approved
- SACHEM HILL LLCRegistered Investment Advisers · CRD # 174210 · CO · Approved
- SANCTUARY WEALTH ADVISORS LLCRegistered Investment Advisers · CRD # 285428 · CO · Approved
- SATURN FIVE ADVISORS LLCRegistered Investment Advisers · CRD # 322348 · CO · Approved
- SAVVLY ADVISOR, LLCRegistered Investment Advisers · CRD # 321125 · CO · 120-Day Approval
- SCHAEFER FINANCIAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 110110 · CO · Approved
- SCIRE FUND III GP, LLCRegistered Investment Advisers · CRD # 323864 · CO · Approved
- SEAMOUNT FINANCIAL GROUP INCRegistered Investment Advisers · CRD # 107834 · CO · Approved
- SEASON INVESTMENTS, LLCRegistered Investment Advisers · CRD # 158070 · CO · Approved
- SEMPER AUGUSTUS INVESTMENTS GROUP LLCRegistered Investment Advisers · CRD # 108153 · CO · Approved
- SENECA CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 288206 · CO · Approved
- SENECA MANAGEMENT LLCRegistered Investment Advisers · CRD # 160345 · CO · Approved
- SENIOR TAX ADVISORY GROUP, INCRegistered Investment Advisers · CRD # 318058 · CO · Approved
- SEVENTWO LLCRegistered Investment Advisers · CRD # 328900 · CO · Approved
- SHARKEY HOWES & JAVER INCRegistered Investment Advisers · CRD # 106050 · CO · Approved
- SHEARWATER CAPITAL, LLCRegistered Investment Advisers · CRD # 115399 · CO · Approved
- SHENANDOAH ENERGY MANAGEMENT, LLCRegistered Investment Advisers · CRD # 332901 · CO · Approved
- SILVERPEAK WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 170732 · CO · Approved
- SMITH CAPITAL INVESTORS, LLCRegistered Investment Advisers · CRD # 294402 · CO · Approved
- SNOW PEAK CAPITAL, LLCRegistered Investment Advisers · CRD # 321648 · CO · Approved