Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- THE AUGUST GROUP CAPITAL LIMITEDRegistered Investment Advisers · CRD # 311499 · Approved
- THE CAPITAL GROUP FIDUCIARY ADVISORS, LLCRegistered Investment Advisers · CRD # 295193 · Approved
- THE CARROLL GROUP, INC.Registered Investment Advisers · CRD # 146977 · Approved
- THE CATALYST CAPITAL GROUP INC.Registered Investment Advisers · CRD # 155299 · Approved
- THE DAVID J. YVARS GROUP INC.Registered Investment Advisers · CRD # 328901 · Approved
- THE EASTRADE ASSET MANAGEMENT CORPORATIONRegistered Investment Advisers · CRD # 124232 · Approved
- THE FORUM FINANCE GROUP SARegistered Investment Advisers · CRD # 284407 · Approved
- THE HERBST GROUP, LLCRegistered Investment Advisers · CRD # 309319 · Approved
- THE L.T. FUNDS SARegistered Investment Advisers · CRD # 284551 · Approved
- THE LAM GROUP, INC.Registered Investment Advisers · CRD # 128055 · Approved
- THE MASS GROUP L.L.C-FZRegistered Investment Advisers · CRD # 330425 · Approved
- THE MCHUGH GROUP, LLCRegistered Investment Advisers · CRD # 119811 · Approved
- THE MONEYPAPER ADVISOR, INC.Registered Investment Advisers · CRD # 156971 · Approved
- THE MOORINGS GROUP, LLCRegistered Investment Advisers · CRD # 129403 · Approved
- THE PACIFIC GROUP LIMITEDRegistered Investment Advisers · CRD # 161424 · Approved
- THE STANICH GROUP LLCRegistered Investment Advisers · CRD # 282447 · Approved
- THE STEWARDSHIP CENTER,INC.Registered Investment Advisers · CRD # 112626 · Approved
- THE WESTCHESTER GROUP, LLCRegistered Investment Advisers · CRD # 288959 · Approved
- THE ZILLENIAL ADVISORS LLCRegistered Investment Advisers · CRD # 324808 · Approved
- THIEL INVESTMENT MANAGEMENT COMPANY, LLCRegistered Investment Advisers · CRD # 282631 · Approved
- THINK DIFFERENT FINANCIAL PLANNING LLCRegistered Investment Advisers · CRD # 312539 · Approved
- THOMPSON CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 300993 · Approved
- THREE FIFTY EIGHT INVESTMENT GROUP, LLCRegistered Investment Advisers · CRD # 334965 · Approved
- TIDE COVE CAPITAL PARTNERS LLCRegistered Investment Advisers · CRD # 327373 · Approved
- TIMEFOLIO ASSET MANAGEMENT SINGAPORE PTE. LTD.Registered Investment Advisers · CRD # 339423 · Approved
- TIMOTHY J. ELLIS, INC.Registered Investment Advisers · CRD # 126188 · Approved
- TIND ASSET MANAGEMENT ASRegistered Investment Advisers · CRD # 334505 · Approved
- TINDERWEALTH LLCRegistered Investment Advisers · CRD # 323931 · Approved
- TINGEY FINANCIAL GROUP INC.Registered Investment Advisers · CRD # 334198 · Approved
- TLW WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 284598 · Approved
- TM37 INC.Registered Investment Advisers · CRD # 339681 · Approved
- TO ONE A.M. LLCRegistered Investment Advisers · CRD # 160117 · Approved
- TOBAM S.A.S.Registered Investment Advisers · CRD # 157107 · Approved
- TOCCATA CAPITAL LLCRegistered Investment Advisers · CRD # 168265 · Approved
- TODO CAPITAL, LLCRegistered Investment Advisers · CRD # 167858 · Approved
- TOGWOTEE CIO, LLCRegistered Investment Advisers · CRD # 311981 · Approved
- TOLLEFSON AND COMPANY INVESTMENT MANAGEMENT LLCRegistered Investment Advisers · CRD # 153092 · Approved
- TOLSMA INVESTMENTS, LLCRegistered Investment Advisers · CRD # 287941 · Approved
- TOMALES BAY CAPITAL, L.P.Registered Investment Advisers · CRD # 298932 · Approved
- TOPLINE CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 298981 · Approved
- TOPTIER WEALTH MANAGEMENTRegistered Investment Advisers · CRD # 292959 · Approved
- TORMA CAPITAL LLPRegistered Investment Advisers · CRD # 334848 · Approved
- TORQUE ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 335621 · Approved
- TOSCAFUND ASSET MANAGEMENT LLPRegistered Investment Advisers · CRD # 155132 · Approved
- TOTAL WEALTH PLANNING AND MANAGEMENT, INC.Registered Investment Advisers · CRD # 166664 · Approved
- TOWER VIEW WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 108739 · Approved
- TOWERS WATSON INVESTMENT MANAGEMENT LIMITEDRegistered Investment Advisers · CRD # 168493 · Approved
- TRACE WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 317542 · Approved
- TRADING CENTRAL AMERICAS, INCRegistered Investment Advisers · CRD # 141855 · Approved
- TRADINGVALLEY INC.Registered Investment Advisers · CRD # 298542 · Approved