Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- MML CAPITAL PARTNERS NY, LLCRegistered Investment Advisers · CRD # 340482 · NY · 120-Day Approval
- MY ADVISORS US LLCRegistered Investment Advisers · CRD # 343090 · CA · 120-Day Approval
- NAPLES WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 343247 · FL · 120-Day Approval
- NAVIAN INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 343784 · OH · 120-Day Approval
- NEL MEZZO LLCRegistered Investment Advisers · CRD # 343911 · 120-Day Approval
- NEXTGEN FAMILY OFFICE LLCRegistered Investment Advisers · CRD # 343902 · 120-Day Approval
- NEXTREG ADVISORS LLCRegistered Investment Advisers · CRD # 344045 · FL · 120-Day Approval
- NI ACQUISITIONS COMPANY LLCRegistered Investment Advisers · CRD # 340590 · PA · 120-Day Approval
- NOUR PRIVATE WEALTH LLCRegistered Investment Advisers · CRD # 343603 · 120-Day Approval
- NOVERA WEALTH, INC.Registered Investment Advisers · CRD # 343978 · NY · 120-Day Approval
- NWEALTH INC.Registered Investment Advisers · CRD # 340017 · 120-Day Approval
- OLD MISSION ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 343283 · IL · 120-Day Approval
- OMNIMINT ADVISORS LLCRegistered Investment Advisers · CRD # 344155 · 120-Day Approval
- OPIMA CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 343836 · FL · 120-Day Approval
- OPTOS REAL ESTATE CREDIT, LLCRegistered Investment Advisers · CRD # 343298 · NY · 120-Day Approval
- OVERWATCH CAPITAL ADVISORS LLCRegistered Investment Advisers · CRD # 341636 · NY · 120-Day Approval
- OWNIT TECHNOLOGIES LLCRegistered Investment Advisers · CRD # 342965 · 120-Day Approval
- OXBOW HOLDINGS, INC.Registered Investment Advisers · CRD # 339061 · MA · 120-Day Approval
- OXFORD HARRIMAN HOLDINGS ADV LLCRegistered Investment Advisers · CRD # 340313 · IN · 120-Day Approval
- PALUS ADVISORY LLCRegistered Investment Advisers · CRD # 343036 · NY · 120-Day Approval
- PEAK NINE CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 343681 · FL · 120-Day Approval
- PELORUS CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 342820 · CA · 120-Day Approval
- PERSONAL WEALTH STRATEGIES LLCRegistered Investment Advisers · CRD # 344140 · NJ · 120-Day Approval
- PESCI WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 343428 · UT · 120-Day Approval
- PFS SIGNATURE WEALTH LLCRegistered Investment Advisers · CRD # 342913 · FL · 120-Day Approval
- PILOTAI WEALTH LLCRegistered Investment Advisers · CRD # 337297 · FL · 120-Day Approval
- PMC WEALTH, LLCRegistered Investment Advisers · CRD # 332215 · NY · 120-Day Approval
- POINT ONE PRIVATE WEALTH LLCRegistered Investment Advisers · CRD # 339679 · 120-Day Approval
- POLOIDAL CAPITAL 9D ADVISORS LLCRegistered Investment Advisers · CRD # 343053 · FL · 120-Day Approval
- PORTFOLIO POINT OF VIEW LLCRegistered Investment Advisers · CRD # 342386 · CA · 120-Day Approval
- PRELUDE INVESTMENT SERVICES LLCRegistered Investment Advisers · CRD # 339161 · CA · 120-Day Approval
- PROFESSIONAL PLANNING & WEALTH, LLCRegistered Investment Advisers · CRD # 342089 · SC · 120-Day Approval
- PUBLIC SAFETY FINANCIAL GROUP, LLCRegistered Investment Advisers · CRD # 342737 · TX · 120-Day Approval
- QUANT ALPHA DECISIONS LLCRegistered Investment Advisers · CRD # 339893 · FL · 120-Day Approval
- QUASAR ADVISORS LLCRegistered Investment Advisers · CRD # 342429 · NY · 120-Day Approval
- RAC STRATEGIC PARTNERS LLCRegistered Investment Advisers · CRD # 342449 · 120-Day Approval
- RAMP ADVISORY LLCRegistered Investment Advisers · CRD # 342371 · NY · 120-Day Approval
- RBG CAPITAL LLCRegistered Investment Advisers · CRD # 343318 · AZ · 120-Day Approval
- REA FINANCIAL, INCRegistered Investment Advisers · CRD # 340696 · FL · 120-Day Approval
- REGIMENT CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 339622 · IL · 120-Day Approval
- REVEILLE RETIREMENT GROUP LLCRegistered Investment Advisers · CRD # 343380 · MA · 120-Day Approval
- RIA GROUP, LLCRegistered Investment Advisers · CRD # 343724 · IA · 120-Day Approval
- RIDGE ROAD WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 343684 · LA · 120-Day Approval
- RIPL WEALTH LLCRegistered Investment Advisers · CRD # 342258 · CO · 120-Day Approval
- RM 26, INC.Registered Investment Advisers · CRD # 343752 · 120-Day Approval
- ROI FINANCIAL PLANNING, LLCRegistered Investment Advisers · CRD # 341025 · TN · 120-Day Approval
- RON CARAZO AND ASSOCIATES, L.L.C.Registered Investment Advisers · CRD # 342791 · LA · 120-Day Approval
- ROUND TABLE ADVISORS, LLCRegistered Investment Advisers · CRD # 343859 · TN · 120-Day Approval
- RPWM PARTNERS, LLCRegistered Investment Advisers · CRD # 343846 · NH · 120-Day Approval
- SAVLAN WEALTH PARTNERS LLCRegistered Investment Advisers · CRD # 343698 · NY · 120-Day Approval