SEC Investment Advisers Register · Public
Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 151–200 of 251 matchingSource: SEC Information About Registered Investment Advisers and Exempt Reporting Advisers
- MYSIA CRYPTOCURRENCY EXCHANGE LTDExempt Reporting Advisers · CRD # 336196 · CO · ERA - Active
- NASDAQ ESOP INCExempt Reporting Advisers · CRD # 343563 · CO · ERA - Active
- NAUTICAL ECHO CAPITAL LTDExempt Reporting Advisers · CRD # 339335 · CO · ERA - Active
- NEOMICS INSTITUTE INCExempt Reporting Advisers · CRD # 344228 · CO · ERA - Active
- NEWSTARASSET CAPITAL INCExempt Reporting Advisers · CRD # 340108 · CO · ERA - Active
- NEWVALE CAPITAL LLCExempt Reporting Advisers · CRD # 328660 · CO · ERA - Active
- NEXERA TECHNOLOGIES LTD.Exempt Reporting Advisers · CRD # 341065 · CO · ERA - Active
- NEXTRIONYX LTDExempt Reporting Advisers · CRD # 342240 · CO · ERA - Active
- NEXUS ENERGY PARTNERS LLCExempt Reporting Advisers · CRD # 329387 · CO · ERA - Active
- NORDSTERN KAPITALMANAGEMENT GMBH LTDExempt Reporting Advisers · CRD # 337924 · CO · ERA - Active
- NORVION CAPITAL LLCExempt Reporting Advisers · CRD # 343150 · CO · ERA - Active
- NORZIUM EXCHANGE LTDExempt Reporting Advisers · CRD # 344070 · CO · ERA - Active
- NOVA ACADEMY OF FINANCE LTDExempt Reporting Advisers · CRD # 340607 · CO · ERA - Active
- NOVA FINANCIAL ACADEMY LTDExempt Reporting Advisers · CRD # 339834 · CO · ERA - Active
- ONE FUNDS, LLCExempt Reporting Advisers · CRD # 331689 · CO · ERA - Active
- ONE THOUSAND & ONE VOICES MANAGEMENT, LLCExempt Reporting Advisers · CRD # 173607 · CO · ERA - Active
- ONEASSETS CAPITAL INCExempt Reporting Advisers · CRD # 340764 · CO · ERA - Active
- OPEN COMPUTE INTELLIGENCE NETWORK LTDExempt Reporting Advisers · CRD # 335774 · CO · ERA - Active
- ORCA NODE LIMITEDExempt Reporting Advisers · CRD # 342689 · CO · ERA - Active
- OREON TECHNOLOGIES INCExempt Reporting Advisers · CRD # 341607 · CO · ERA - Active
- PASCAL CAPITAL INCExempt Reporting Advisers · CRD # 338565 · CO · ERA - Active
- PAX CAPITAL LIMITEDExempt Reporting Advisers · CRD # 343149 · CO · ERA - Active
- PERKEA CAPITAL SECURITIES INCExempt Reporting Advisers · CRD # 339266 · CO · ERA - Active
- PIF EQUITY PARTNERS, LLCExempt Reporting Advisers · CRD # 328818 · CO · ERA - Active
- PINNACLE CRYPTO EXCHANGE. INCExempt Reporting Advisers · CRD # 340112 · CO · ERA - Active
- PINNO CAPITAL INCExempt Reporting Advisers · CRD # 338999 · CO · ERA - Active
- PIONEER GLOBAL INVESTMENTS LTD.Exempt Reporting Advisers · CRD # 340593 · CO · ERA - Active
- PORTORUPIA CRYPTO GROUP LIMITEDExempt Reporting Advisers · CRD # 335413 · CO · ERA - Active
- PRIMEAGRI VENTURES LTDExempt Reporting Advisers · CRD # 334444 · CO · ERA - Active
- PROVIDENCE TRUST INCExempt Reporting Advisers · CRD # 333507 · CO · ERA - Active
- QUANTALIS ASSET MANAGEMENT LTDExempt Reporting Advisers · CRD # 337611 · CO · ERA - Active
- QUANTIFY SECURITIES INVESTMENT COMPANY LTDExempt Reporting Advisers · CRD # 341578 · CO · ERA - Active
- QUANTUM FINANCIAL INSTITUTE LTDExempt Reporting Advisers · CRD # 340045 · CO · ERA - Active
- QUANTUM X GLOBAL CAPITAL LLCExempt Reporting Advisers · CRD # 335133 · CO · ERA - Active
- RAISA ENERGY LLCExempt Reporting Advisers · CRD # 313463 · CO · ERA - Active
- RBH INFINITY EXCHANGE LTDExempt Reporting Advisers · CRD # 341352 · CO · ERA - Active
- ROBERTS CAPITAL ADVISORS, LLCExempt Reporting Advisers · CRD # 226548 · CO · ERA - Active
- ROBIN MARKETS INCExempt Reporting Advisers · CRD # 338821 · CO · ERA - Active
- ROCKFORD PARTNERSExempt Reporting Advisers · CRD # 339746 · CO · ERA - Active
- ROCKIES VENTURE ADVISER, LLC.Exempt Reporting Advisers · CRD # 284956 · CO · ERA - Active
- RYAN FUTURE TECHNOLOGY INCExempt Reporting Advisers · CRD # 340725 · CO · ERA - Active
- SAGE HOSPITALITY INVESTMENT ADVISOR LLCExempt Reporting Advisers · CRD # 324131 · CO · ERA - Active
- SALVUS CAPITAL MANAGEMENT, INC.Exempt Reporting Advisers · CRD # 343986 · CO · ERA - Active
- SAPPHIRE TIDE CAPITAL LTDExempt Reporting Advisers · CRD # 340119 · CO · ERA - Active
- SARKEE CAPITAL INCExempt Reporting Advisers · CRD # 338243 · CO · ERA - Active
- SCHWARTZ SCHOOL OF BUSINESSExempt Reporting Advisers · CRD # 336738 · CO · ERA - Active
- SENTRYBRIDGE CAPITAL INC.Exempt Reporting Advisers · CRD # 340008 · CO · ERA - Active
- SERVICE PROVIDER CAPITAL, LLCExempt Reporting Advisers · CRD # 174240 · CO · ERA - Active
- SFM HOLDING GMBHExempt Reporting Advisers · CRD # 338942 · CO · ERA - Active
- SILVERPEAK STRATEGIC CAPITAL LLCExempt Reporting Advisers · CRD # 341408 · CO · ERA - Active