Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- SMP FINANCIAL PLANNING, LLCRegistered Investment Advisers · CRD # 315300 · Approved
- SNAPDRAGON CAPITAL PARTNERS LLCRegistered Investment Advisers · CRD # 297989 · Approved
- SNOW FINANCIAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 131068 · Approved
- SNOWWATER INVESTMENT PARTNERS, LLCRegistered Investment Advisers · CRD # 311790 · Approved
- SOCIAL INVESTMENT MANAGERS AND ADVISORS, LLCRegistered Investment Advisers · CRD # 309110 · Approved
- SOLID POINT WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 323093 · Approved
- SOLOMAN HILL I LLCRegistered Investment Advisers · CRD # 282237 · Approved
- SOMA CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 285419 · Approved
- SOMPO ASSET MANAGEMENT CO., LTD.Registered Investment Advisers · CRD # 286479 · Approved
- SONOMA WEST LLCRegistered Investment Advisers · CRD # 138687 · Approved
- SOOTCHY SECURITIES, LLCRegistered Investment Advisers · CRD # 307621 · Approved
- SOUND & SECURE ADVISORS LLCRegistered Investment Advisers · CRD # 322514 · Approved
- SOUND ADVISORY, LLCRegistered Investment Advisers · CRD # 328213 · Approved
- SOUND CAPITAL SOLUTIONS LLCRegistered Investment Advisers · CRD # 311034 · Approved
- SOUND FINANCIAL, LLCRegistered Investment Advisers · CRD # 292271 · Approved
- SOUND FUTURES LLCRegistered Investment Advisers · CRD # 340439 · Approved
- SOUND LEGACY WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 306332 · Approved
- SOUTH COVE FINANCIAL, LLCRegistered Investment Advisers · CRD # 284554 · Approved
- SOUTH LAKEVIEW, LLCRegistered Investment Advisers · CRD # 157240 · Approved
- SOUTH OCEAN MANAGEMENT LTD.Registered Investment Advisers · CRD # 111180 · Approved
- SOUTHEAST CAPITAL MANAGEMENT LTDRegistered Investment Advisers · CRD # 334751 · Approved
- SOUTHEASTERN ASSET MANAGEMENT INTERNATIONAL (SINGAPORE) PTE. LTDRegistered Investment Advisers · CRD # 148494 · Approved
- SOUTHLAND EQUITY PARTNERS, LLC.Registered Investment Advisers · CRD # 154481 · Approved
- SOUTHPAW ASSET MANAGEMENT LPRegistered Investment Advisers · CRD # 135693 · Approved
- SOUTHWEST MONEY MANAGEMENT INCRegistered Investment Advisers · CRD # 109668 · Approved
- SOUTHWIND ASSOCIATES OF NJ INC.Registered Investment Advisers · CRD # 110371 · Approved
- SPARKLINE CAPITAL LPRegistered Investment Advisers · CRD # 314364 · Approved
- SPARX ASIA INVESTMENT ADVISORS LIMITEDRegistered Investment Advisers · CRD # 139172 · Approved
- SPARX ASSET MANAGEMENT CO., LTD.Registered Investment Advisers · CRD # 134747 · Approved
- SPARX ASSET MANAGEMENT KOREA CO., LTD.Registered Investment Advisers · CRD # 338393 · Approved
- SPEAR ADVISORS LLCRegistered Investment Advisers · CRD # 314594 · Approved
- SPECIALIZED RETIREMENT CONSULTANTS LLCRegistered Investment Advisers · CRD # 317027 · Approved
- SPENDVEST CORPRegistered Investment Advisers · CRD # 339469 · Approved
- SPHINX INVESTMENTS LLCRegistered Investment Advisers · CRD # 327836 · Approved
- SPLIT CREEK LLCRegistered Investment Advisers · CRD # 319437 · Approved
- SPP CREDIT ADVISORS II LLCRegistered Investment Advisers · CRD # 323725 · Approved
- SPP CREDIT ADVISORS LLCRegistered Investment Advisers · CRD # 314442 · Approved
- SPRING LAKE ASSET MANAGEMENT, INC.Registered Investment Advisers · CRD # 283750 · Approved
- SPRINGBOX AI. LTDRegistered Investment Advisers · CRD # 312450 · Approved
- SPRINGDALE CAPITAL LLCRegistered Investment Advisers · CRD # 150338 · Approved
- SPRINGHOUSE CAPITAL MANAGEMENT, LPRegistered Investment Advisers · CRD # 163080 · Approved
- SPRINGS CAPITAL (HONG KONG) LIMITEDRegistered Investment Advisers · CRD # 168321 · Approved
- SPRUCEGROVE INVESTMENT MANAGEMENT LTDRegistered Investment Advisers · CRD # 106355 · Approved
- SQUADRA INVESTMENTS - GESTAO DE RECURSOS LTDA.Registered Investment Advisers · CRD # 160366 · Approved
- SQUARE ADVISORS, LLCRegistered Investment Advisers · CRD # 160578 · Approved
- SSA SWISS ADVISORS AGRegistered Investment Advisers · CRD # 161357 · Approved
- ST. COLUMBANUS AGRegistered Investment Advisers · CRD # 169895 · Approved
- STAFFORD CAPITAL PARTNERS LIMITEDRegistered Investment Advisers · CRD # 168133 · Approved
- STAGE WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 320774 · Approved
- STAIB FINANCIAL PLANNING, LLCRegistered Investment Advisers · CRD # 125706 · Approved