Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- PINE HAVEN INVESTMENT COUNSEL, INC.Registered Investment Advisers · CRD # 129365 · Approved
- PINESTONE ASSET MANAGEMENT INC.Registered Investment Advisers · CRD # 317431 · Approved
- PINNACLE PORTFOLIO ADVISORS, LLCRegistered Investment Advisers · CRD # 287622 · Approved
- PIONEER ADMINISTRATIVE SERVICES LTDRegistered Investment Advisers · CRD # 289467 · Approved
- PLAN FIRST WEALTH LLCRegistered Investment Advisers · CRD # 289185 · Approved
- PLANVISION, LLCRegistered Investment Advisers · CRD # 166311 · Approved
- PLATO PLANNING, LLCRegistered Investment Advisers · CRD # 339970 · Approved
- PLATT INVESTMENT COUNSEL, LLCRegistered Investment Advisers · CRD # 118737 · Approved
- PLEASANTDALE WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 302034 · Approved
- PLEIAD INVESTMENT ADVISORS LIMITEDRegistered Investment Advisers · CRD # 172237 · Approved
- PLEXO CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 298402 · Approved
- PLUM STREET ADVISORS, LLCRegistered Investment Advisers · CRD # 283917 · Approved
- POINT NEMO CAPITAL, LLCRegistered Investment Advisers · CRD # 328695 · Approved
- POKET FINANCIAL, LLCRegistered Investment Advisers · CRD # 221523 · Approved
- POLAR ASSET MANAGEMENT PARTNERS INC.Registered Investment Advisers · CRD # 162681 · Approved
- POLAR CAPITAL LLPRegistered Investment Advisers · CRD # 136133 · Approved
- POLARIS FINANCIAL PLANNING, LLC.Registered Investment Advisers · CRD # 123035 · Approved
- POLARIS FINANCIAL, LLCRegistered Investment Advisers · CRD # 281952 · Approved
- POLERO ICE ADVISERSRegistered Investment Advisers · CRD # 148790 · Approved
- POLITAN CAPITAL MANAGEMENT, L.P.Registered Investment Advisers · CRD # 316047 · Approved
- POLLOCK INVESTMENT ADVISORY CORPORATIONRegistered Investment Advisers · CRD # 137393 · Approved
- POLLOCK PLANNING ASSOCIATES, INC.Registered Investment Advisers · CRD # 105409 · Approved
- POLPO CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 323907 · Approved
- POLUNIN CAPITAL PARTNERS LIMITEDRegistered Investment Advisers · CRD # 159031 · Approved
- POLUS CAPITAL MANAGEMENT LIMITEDRegistered Investment Advisers · CRD # 139138 · Approved
- POM WEALTH MANAGEMENT US LLCRegistered Investment Advisers · CRD # 329385 · Approved
- POMONA WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 329171 · Approved
- PORTAGE WEALTH INCRegistered Investment Advisers · CRD # 340012 · Approved
- PORTFOLIO THINKTANKRegistered Investment Advisers · CRD # 154006 · Approved
- PORTIA INVESTMENT ADVISORS LTDRegistered Investment Advisers · CRD # 164565 · Approved
- PORTLAND FINANCIAL ADVISORS INCRegistered Investment Advisers · CRD # 127371 · Approved
- PORTMAN SQUARE CAPITAL LLPRegistered Investment Advisers · CRD # 319011 · Approved
- POTENTUM PARTNERS, L.P.Registered Investment Advisers · CRD # 311282 · Approved
- POTOMAC INVESTMENT COMPANYRegistered Investment Advisers · CRD # 14553 · Approved
- POWERHOUSE ASSETS LLCRegistered Investment Advisers · CRD # 157538 · Approved
- POWERS INVESTMENT ADVISORY CORPORATIONRegistered Investment Advisers · CRD # 110401 · Approved
- PREMIER GOLD GLOBAL WEALTH LLCRegistered Investment Advisers · CRD # 172465 · Approved
- PREMIUM 72 CAPITAL, LLCRegistered Investment Advisers · CRD # 284519 · Approved
- PREVATT CAPITAL LTDRegistered Investment Advisers · CRD # 311895 · Approved
- PREVE INVERSIONESRegistered Investment Advisers · CRD # 318445 · Approved
- PRICE CAPITAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 157871 · Approved
- PRIMARY OPERATIONS INCRegistered Investment Advisers · CRD # 336814 · Approved
- PRIME QUADRANT US, LLCRegistered Investment Advisers · CRD # 322068 · Approved
- PRIMM & CO INCRegistered Investment Advisers · CRD # 105891 · Approved
- PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITEDRegistered Investment Advisers · CRD # 322390 · Approved
- PRINCIPIUM INVESTMENTS LLCRegistered Investment Advisers · CRD # 124989 · Approved
- PRINCIPLED ADVISORS, INC.Registered Investment Advisers · CRD # 323468 · Approved
- PRIVATE FINANCIAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 313167 · Approved
- PRIVATE HARBOUR INVESTMENT MANAGEMENT & COUNSEL LLC.Registered Investment Advisers · CRD # 146928 · Approved
- PRIVATE INVESTOR CLUB LLCRegistered Investment Advisers · CRD # 307512 · Approved