Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- 3G CAPITAL PARTNERS LPRegistered Investment Advisers · CRD # 156934 · NY · Approved
- 3I CORPORATIONRegistered Investment Advisers · CRD # 159892 · NY · Approved
- 3J CAPITAL PARTNERS LTDRegistered Investment Advisers · CRD # 292257 · Approved
- 3L CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 294003 · CA · Approved
- 3RD CREEK INVESTMENTS, INC.Registered Investment Advisers · CRD # 115945 · Approved
- 3ROOTS WEALTH PARTNERS LLCRegistered Investment Advisers · CRD # 338300 · AZ · Approved
- 3SPOKE MANAGEMENT, LLCRegistered Investment Advisers · CRD # 308919 · CA · Approved
- 40/86 ADVISORS, INC.Registered Investment Advisers · CRD # 107740 · IN · Approved
- 400 CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 160089 · NY · Approved
- 401K GENERATIONRegistered Investment Advisers · CRD # 154279 · FL · Approved
- 42 AM, LLCRegistered Investment Advisers · CRD # 339735 · NY · Approved
- 424 CAPITAL, LLCRegistered Investment Advisers · CRD # 167462 · MA · Approved
- 44 NORTH CAPITAL, LLCRegistered Investment Advisers · CRD # 327552 · VT · Approved
- 44 WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 309647 · OR · Approved
- 442 CAPITAL PTY LTDRegistered Investment Advisers · CRD # 334382 · Approved
- 46 PEAKS LLCRegistered Investment Advisers · CRD # 306902 · PA · Approved
- 4612 GROUP, LLCRegistered Investment Advisers · CRD # 287619 · GA · Approved
- 49 WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 319484 · TX · Approved
- 4D ADVISORS, LLCRegistered Investment Advisers · CRD # 315045 · CA · Approved
- 4J WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 297268 · VA · Approved
- 4SIGHT WEALTH ADVISORS LLCRegistered Investment Advisers · CRD # 286127 · IL · Approved
- 4THOUGHT FINANCIAL GROUP INC.Registered Investment Advisers · CRD # 162997 · NY · Approved
- 4WEALTH ADVISORS, INC.Registered Investment Advisers · CRD # 129727 · IL · Approved
- 4X4 CAPITAL, LLCRegistered Investment Advisers · CRD # 316647 · NY · Approved
- 50 SOUTH CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 174762 · IL · Approved
- 501 NORTH, LLCRegistered Investment Advisers · CRD # 338118 · NY · Approved
- 503 CAPITAL PARTNERS, LLCRegistered Investment Advisers · CRD # 327580 · KS · Approved
- 50T HOLDINGS, LLCRegistered Investment Advisers · CRD # 326720 · NY · Approved
- 55 NORTH PRIVATE WEALTH, LLCRegistered Investment Advisers · CRD # 325325 · FL · Approved
- 55I, LLCRegistered Investment Advisers · CRD # 286620 · MA · Approved
- 56 CAPITAL PARTNERS, LTDRegistered Investment Advisers · CRD # 290938 · CO · Approved
- 57 STARS LLCRegistered Investment Advisers · CRD # 135202 · VA · Approved
- 59 NORTH CAPITAL MANAGEMENT, LPRegistered Investment Advisers · CRD # 300258 · TX · Approved
- 5AM VENTURE MANAGEMENT, LLCRegistered Investment Advisers · CRD # 160395 · CA · Approved
- 5C CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 284213 · NJ · Approved
- 5C INVESTMENT PARTNERS ADVISOR LLCRegistered Investment Advisers · CRD # 330565 · NY · Approved
- 5C LENDING PARTNERS ADVISOR LLCRegistered Investment Advisers · CRD # 328959 · NY · Approved
- 5T WEALTH, LLCRegistered Investment Advisers · CRD # 112552 · CA · Approved
- 5TH CENTURY PARTNERS LPRegistered Investment Advisers · CRD # 313522 · IL · Approved
- 5TH STREET ADVISORS, LLCRegistered Investment Advisers · CRD # 140165 · CT · Approved
- 603 FINANCIAL ADVISORS, LLCRegistered Investment Advisers · CRD # 324422 · Approved
- 626 FINANCIAL, LLCRegistered Investment Advisers · CRD # 306474 · MI · Approved
- 683 CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 156181 · NY · Approved
- 6TH MAN VENTURES, LLCRegistered Investment Advisers · CRD # 318649 · Approved
- 6TH STREET ADVISORS, LLCRegistered Investment Advisers · CRD # 156623 · AL · Approved
- 7 STREETS FINANCIAL, LLCRegistered Investment Advisers · CRD # 282577 · CA · Approved
- 71 WEST CAPITAL PARTNERS, LLCRegistered Investment Advisers · CRD # 338756 · MA · Approved
- 724 ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 318169 · Approved
- 724 CAPITAL, LLCRegistered Investment Advisers · CRD # 318170 · Approved
- 747 CAPITAL, LLCRegistered Investment Advisers · CRD # 164742 · NY · Approved