Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- NORTHSTAR FINANCIAL ADVISORS, INC.Registered Investment Advisers · CRD # 124194 · Approved
- NORTHWEST INVESTMENT MANAGEMENT (HONG KONG) LIMITEDRegistered Investment Advisers · CRD # 153063 · Approved
- NOVACAP MANAGEMENT FINANCIAL SERVICES INC.Registered Investment Advisers · CRD # 327205 · Approved
- NOVACAP MANAGEMENT INC.Registered Investment Advisers · CRD # 290100 · Approved
- NOVACAP MANAGEMENT US INC.Registered Investment Advisers · CRD # 327243 · Approved
- NOVAQUEST CAPITAL MANAGEMENT, L.L.C.Registered Investment Advisers · CRD # 160359 · Approved
- NPM CONSULTING, LLCRegistered Investment Advisers · CRD # 163237 · Approved
- NPW INC.Registered Investment Advisers · CRD # 310288 · Approved
- NS MANAGEMENT LTDRegistered Investment Advisers · CRD # 297781 · Approved
- NS PARTNERS LTDRegistered Investment Advisers · CRD # 110625 · Approved
- NUCLEO CAPITAL LTDA.Registered Investment Advisers · CRD # 287719 · Approved
- NUTS2INVEST.COM, LLCRegistered Investment Advisers · CRD # 164438 · Approved
- NW1 PARTNERS UK LLPRegistered Investment Advisers · CRD # 289003 · Approved
- NW1 PARTNERS US LLCRegistered Investment Advisers · CRD # 289852 · Approved
- NYMBUS CAPITAL INC.Registered Investment Advisers · CRD # 298214 · Approved
- O'KEEFE STEVENS ADVISORY, INC.Registered Investment Advisers · CRD # 286338 · Approved
- OAC CAPITAL ADVISORS LLCRegistered Investment Advisers · CRD # 317559 · Approved
- OAK FINANCIAL GROUP INCRegistered Investment Advisers · CRD # 106293 · Approved
- OAK GROVE CAPITAL, LLCRegistered Investment Advisers · CRD # 165465 · Approved
- OAK ROOT LLCRegistered Investment Advisers · CRD # 246788 · Approved
- OAK THISTLE LLCRegistered Investment Advisers · CRD # 299086 · Approved
- OAK TREE ADVISORY SERVICES INCRegistered Investment Advisers · CRD # 105883 · Approved
- OAKTRUST WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 170827 · Approved
- OASIS WEALTH PLANNING ADVISORS, LLCRegistered Investment Advisers · CRD # 285474 · Approved
- OBERWEIS ASSET MANAGEMENT (HONG KONG) LIMITEDRegistered Investment Advisers · CRD # 296901 · Approved
- OCEAN ENDOWMENT PARTNERS, LLCRegistered Investment Advisers · CRD # 154518 · Approved
- OCEANIC INVESTMENT MANAGEMENT LIMITEDRegistered Investment Advisers · CRD # 160287 · Approved
- OCTAVIA INVESTMENTS LLCRegistered Investment Advisers · CRD # 167721 · Approved
- OCTOPUS RENEWABLES LTD.Registered Investment Advisers · CRD # 326704 · Approved
- ODLUM BROWN USA INVESTMENT MANAGEMENT LIMITEDRegistered Investment Advisers · CRD # 132242 · Approved
- ODYSSEAN, LLCRegistered Investment Advisers · CRD # 338473 · Approved
- OFC FINANCIAL PLANNING, LLCRegistered Investment Advisers · CRD # 133846 · Approved
- OFF THE CHAIN CAPITAL, LLCRegistered Investment Advisers · CRD # 309867 · Approved
- OHIGGINS ASSET MANAGEMENT INCRegistered Investment Advisers · CRD # 107194 · Approved
- OIA LTDRegistered Investment Advisers · CRD # 136174 · Approved
- OLA INVIERTE, LLCRegistered Investment Advisers · CRD # 318691 · Approved
- OLD BARN CAPITAL LLCRegistered Investment Advisers · CRD # 338745 · Approved
- OLD BRIDGE CAPITAL MANAGEMENT PRIVATE LIMITEDRegistered Investment Advisers · CRD # 299571 · Approved
- OLD FIELD ADVISORS LLCRegistered Investment Advisers · CRD # 134519 · Approved
- OLD PEAK LIMITEDRegistered Investment Advisers · CRD # 284472 · Approved
- OLD ROCK ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 145748 · Approved
- OLD VINE CAPITAL, LLCRegistered Investment Advisers · CRD # 305172 · Approved
- OLDE WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 308991 · Approved
- OLDFIELD PARTNERS LLPRegistered Investment Advisers · CRD # 140556 · Approved
- OLIVE BRANCH CAPITAL, LLCRegistered Investment Advisers · CRD # 302094 · Approved
- OLYMPUS PEAK ASSET MANAGEMENT LPRegistered Investment Advisers · CRD # 299460 · Approved
- OMEGA ADVISERS, LLC.Registered Investment Advisers · CRD # 291076 · Approved
- ON FIELD INVESTMENT RESEARCH LLPRegistered Investment Advisers · CRD # 297627 · Approved
- ONCAP MANAGEMENT PARTNERS L.P.Registered Investment Advisers · CRD # 161167 · Approved
- ONE LIFE FINANCIAL GROUP, INC.Registered Investment Advisers · CRD # 281792 · Approved