Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- NELSON ENTERPRISES LLCRegistered Investment Advisers · CRD # 307706 · Approved
- NEMAN VENTURES LLCRegistered Investment Advisers · CRD # 330770 · Approved
- NEMO CAPITALRegistered Investment Advisers · CRD # 301309 · Approved
- NEO-CRITERION CAPITAL LIMITEDRegistered Investment Advisers · CRD # 282377 · Approved
- NEPHILA CAPITAL LTD.Registered Investment Advisers · CRD # 132780 · Approved
- NETWORTH ASSET MANAGEMENT, INCRegistered Investment Advisers · CRD # 105145 · Approved
- NETWORTH LITERACY, INCRegistered Investment Advisers · CRD # 326911 · Approved
- NEUBERGER BERMAN ASIA LIMITEDRegistered Investment Advisers · CRD # 154286 · Approved
- NEUBERGER BERMAN CANADA ULCRegistered Investment Advisers · CRD # 284803 · Approved
- NEUBERGER BERMAN EUROPE LIMITEDRegistered Investment Advisers · CRD # 162267 · Approved
- NEUBERGER BERMAN SINGAPORE PTE. LIMITEDRegistered Investment Advisers · CRD # 167947 · Approved
- NEUMANN ADVISORY HONG KONG LIMITEDRegistered Investment Advisers · CRD # 284666 · Approved
- NEURALVEST LLCRegistered Investment Advisers · CRD # 342830 · Approved
- NEVASTAR FINANCE LTDRegistered Investment Advisers · CRD # 172523 · Approved
- NEW CENTURY PARTNERSRegistered Investment Advisers · CRD # 110350 · Approved
- NEW STREET RESEARCH LLPRegistered Investment Advisers · CRD # 173721 · Approved
- NEW WAVE FINANCIAL SERVICES, LLCRegistered Investment Advisers · CRD # 173224 · Approved
- NEW WEST ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 335727 · Approved
- NEWFOUNDLAND CAPITAL MANAGEMENT US, LLCRegistered Investment Advisers · CRD # 168646 · Approved
- NEWGEN ASSET MANAGEMENT LIMITEDRegistered Investment Advisers · CRD # 163822 · Approved
- NEWMILE CAPITAL LLCRegistered Investment Advisers · CRD # 333726 · Approved
- NEWTON INVESTMENT MANAGEMENT LTDRegistered Investment Advisers · CRD # 111208 · Approved
- NEWVEST MANAGEMENT, LPRegistered Investment Advisers · CRD # 316841 · Approved
- NEXTGEN EMP, INC.Registered Investment Advisers · CRD # 333721 · Approved
- NEXTMOVE CAPITAL INC.Registered Investment Advisers · CRD # 338359 · Approved
- NEXUS RISK MANAGEMENT, LPRegistered Investment Advisers · CRD # 164449 · Approved
- NGP FINANCIAL PLANNING, LLCRegistered Investment Advisers · CRD # 310443 · Approved
- NIA IMPACT ADVISORS, LLCRegistered Investment Advisers · CRD # 286587 · Approved
- NICH CAPITAL PARTNERS, INC.Registered Investment Advisers · CRD # 159260 · Approved
- NICOLA WEALTH MANAGEMENT LTD.Registered Investment Advisers · CRD # 173201 · Approved
- NIERENBERG INVESTMENT MANAGEMENT COMPANY, LLCRegistered Investment Advisers · CRD # 155416 · Approved
- NINE30 ADVISORS LLCRegistered Investment Advisers · CRD # 326596 · Approved
- NINEPOINT PARTNERS LPRegistered Investment Advisers · CRD # 289068 · Approved
- NINETY ONE UK LIMITEDRegistered Investment Advisers · CRD # 158310 · Approved
- NIPPON VALUE INVESTORS KKRegistered Investment Advisers · CRD # 140500 · Approved
- NISHKAMA CAPITAL LLCRegistered Investment Advisers · CRD # 170322 · Approved
- NK CAPITAL LLCRegistered Investment Advisers · CRD # 318615 · Approved
- NOBLEBRIDGE WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 146612 · Approved
- NOMURA ASSET MANAGEMENT CO., LTD.Registered Investment Advisers · CRD # 110814 · Approved
- NORDFLINT CAPITAL PARTNERS FONDSMAEGLERSELSKAB A/SRegistered Investment Advisers · CRD # 310492 · Approved
- NORLAND CAPITAL LPRegistered Investment Advisers · CRD # 288562 · Approved
- NORTH OF SOUTH CAPITAL LLPRegistered Investment Advisers · CRD # 300917 · Approved
- NORTH WALL CAPITAL LLPRegistered Investment Advisers · CRD # 298653 · Approved
- NORTHCAPE CAPITAL PTY LTDRegistered Investment Advisers · CRD # 332305 · Approved
- NORTHERN TRUST GLOBAL INVESTMENTS LTDRegistered Investment Advisers · CRD # 111900 · Approved
- NORTHFORT FINANCIAL, LLCRegistered Investment Advisers · CRD # 143916 · Approved
- NORTHFRONT FINANCIAL USA INCRegistered Investment Advisers · CRD # 301105 · Approved
- NORTHLEAF CAPITAL ADVISORS LTD.Registered Investment Advisers · CRD # 145014 · Approved
- NORTHSTAR FIDUCIARY PARTNERS, LLCRegistered Investment Advisers · CRD # 284994 · Approved
- NORTHSTAR FINANCIAL ADVISORS LLCRegistered Investment Advisers · CRD # 147108 · Approved