SEC Investment Advisers Register · Public
Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 6,301–6,350 of 6,778 matchingSource: SEC Information About Registered Investment Advisers and Exempt Reporting Advisers
- UNIONROCK, LLCExempt Reporting Advisers · CRD # 314382 · CO · ERA - Active
- UNISON CAPITAL, INC.Exempt Reporting Advisers · CRD # 329973 · ERA - Active
- UNITAS CAPITAL III LTD.Exempt Reporting Advisers · CRD # 162734 · ERA - Active
- UNITAS CAPITAL PTE. LTD.Exempt Reporting Advisers · CRD # 163943 · ERA - Active
- UNITED AIRLINES VENTURES MANAGEMENT LLCExempt Reporting Advisers · CRD # 326636 · IL · ERA - Active
- UNITED AQUA LTDExempt Reporting Advisers · CRD # 341856 · CO · ERA - Active
- UNITED MANAGERS JAPAN INC.Exempt Reporting Advisers · CRD # 166897 · ERA - Active
- UNITED PHYSICIANS CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 342995 · NJ · ERA - Active
- UNITED PRIME SOCIETY INCExempt Reporting Advisers · CRD # 341858 · WA · ERA - Active
- UNITY ANGELS MANAGEMENT INC.Exempt Reporting Advisers · CRD # 340424 · CA · ERA - Active
- UNITY GROWTH FUND I LLCExempt Reporting Advisers · CRD # 327221 · VA · ERA - Active
- UNOVIS ASSET MANAGEMENT LLCExempt Reporting Advisers · CRD # 311800 · ERA - Active
- UNPOPULAR VENTURES MANAGEMENT COMPANY, LLCExempt Reporting Advisers · CRD # 312118 · ERA - Active
- UP HOLDINGS, LLCExempt Reporting Advisers · CRD # 172594 · CA · ERA - Active
- UP PARTNERS MANAGEMENT COMPANY, LLCExempt Reporting Advisers · CRD # 309765 · CA · ERA - Active
- UPDATA MANAGEMENT, LLCExempt Reporting Advisers · CRD # 160994 · DC · ERA - Active
- UPI MANAGEMENT, LLCExempt Reporting Advisers · CRD # 175182 · CA · ERA - Active
- UPLAND INVESTMENT ADVISORS, LLCExempt Reporting Advisers · CRD # 304149 · NJ · ERA - Active
- UPMARKET MANAGEMENT LLCExempt Reporting Advisers · CRD # 336095 · NY · ERA - Active
- UPRETY CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 337708 · OH · ERA - Active
- UPRISING MANAGEMENT, LLCExempt Reporting Advisers · CRD # 174730 · CA · ERA - Active
- UPTICK CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 328602 · OR · ERA - Active
- UPWELLING CAPITAL GROUP LLCExempt Reporting Advisers · CRD # 164653 · CA · ERA - Active
- UPWEST LABS MANAGEMENT, LLCExempt Reporting Advisers · CRD # 297392 · CA · ERA - Active
- URBAN INNOVATION MANAGEMENT LLCExempt Reporting Advisers · CRD # 325983 · CA · ERA - Active
- URBAN PARTNERS MANAGEMENT COMPANY S.A.Exempt Reporting Advisers · CRD # 332597 · ERA - Active
- URBANSTONE CAPITAL LLCExempt Reporting Advisers · CRD # 333772 · ERA - Active
- URSULA MANAGEMENT, LLCExempt Reporting Advisers · CRD # 172889 · NY · ERA - Active
- URSUS VENTURESExempt Reporting Advisers · CRD # 299161 · CA · ERA - Active
- US ISRAEL GEFEN CAPITAL MANAGEMENT LTDExempt Reporting Advisers · CRD # 286142 · ERA - Active
- USEX INCExempt Reporting Advisers · CRD # 342295 · CO · ERA - Active
- USVP MANAGEMENT COMPANY LLCExempt Reporting Advisers · CRD # 160112 · CA · ERA - Active
- UTA INVESTCORP INVESTMENT MANAGEMENT, LLCExempt Reporting Advisers · CRD # 324979 · NY · ERA - Active
- UTA VENTURES CAPITAL PARTNERS INVESTMENT MANAGER LLCExempt Reporting Advisers · CRD # 309978 · CA · ERA - Active
- UTXO MANAGEMENT GP, LLCExempt Reporting Advisers · CRD # 306365 · TN · ERA - Active
- V V P ADVISORS INC.Exempt Reporting Advisers · CRD # 325608 · NY · ERA - Active
- V.P. 3 COMPANY (MANAGEMENT) LTD.Exempt Reporting Advisers · CRD # 296502 · ERA - Active
- V1 VC, LLCExempt Reporting Advisers · CRD # 281489 · ERA - Active
- V3 MANAGEMENT PTE. LTDExempt Reporting Advisers · CRD # 268814 · ERA - Active
- VAAKA PARTNERS OYExempt Reporting Advisers · CRD # 340606 · ERA - Active
- VAIRNPORT GLOBAL TRUSTExempt Reporting Advisers · CRD # 339360 · CO · ERA - Active
- VALAR VENTURES LLCExempt Reporting Advisers · CRD # 281886 · NY · ERA - Active
- VALAR VENTURES MANAGEMENT LLCExempt Reporting Advisers · CRD # 162251 · NY · ERA - Active
- VALARA CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 151999 · NY · ERA - Active
- VALEDOR PARTNERS, LLCExempt Reporting Advisers · CRD # 307996 · TX · ERA - Active
- VALENQOR CAPITAL INCExempt Reporting Advisers · CRD # 342145 · CO · ERA - Active
- VALEURTIM CAPITAL INC.Exempt Reporting Advisers · CRD # 343876 · NY · ERA - Active
- VALHALLA VENTURES MANAGEMENT COMPANY LLCExempt Reporting Advisers · CRD # 328245 · FL · ERA - Active
- VALIA VENTURES LIMITEDExempt Reporting Advisers · CRD # 325034 · ERA - Active
- VALIANT ASSET MANAGEMENT LTDExempt Reporting Advisers · CRD # 342228 · ERA - Active