Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- Y-INTERCEPT (HONG KONG) LIMITEDExempt Reporting Advisers · CRD # 299916 · ERA - Active
- Y2 CAPITAL PARTNERS LIMITEDExempt Reporting Advisers · CRD # 315256 · ERA - Active
- YALI PARTNERS LLPExempt Reporting Advisers · CRD # 341237 · ERA - Active
- YCC CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 342380 · ERA - Active
- YDFS, INC.Registered Investment Advisers · CRD # 128995 · Approved
- YOUR PRIVATE CLIENT GROUP, INC.Registered Investment Advisers · CRD # 292621 · Approved
- YPV MANAGEMENT LLCExempt Reporting Advisers · CRD # 336289 · ERA - Active
- YS BIOVENTURE MANAGE INC.Exempt Reporting Advisers · CRD # 321149 · ERA - Active
- YU CAPITAL, LLCExempt Reporting Advisers · CRD # 318385 · ERA - Active
- YU GALAXY LLCExempt Reporting Advisers · CRD # 323204 · ERA - Active
- YUANBIO VENTURE CAPITAL II GP LTD.Exempt Reporting Advisers · CRD # 321150 · ERA - Active
- YUNFENG CAPITAL LIMITEDExempt Reporting Advisers · CRD # 298599 · ERA - Active
- YUNQI CAPITAL LIMITEDExempt Reporting Advisers · CRD # 293995 · ERA - Active