SEC Investment Advisers Register · Public
Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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Showing 1–50 of 70 matching (names starting with U)Source: SEC Information About Registered Investment Advisers and Exempt Reporting Advisers
- U FUND SERVICES SARLExempt Reporting Advisers · CRD # 343187 · ERA - Active
- UA1 MANAGEMENT COMPANY, LLCExempt Reporting Advisers · CRD # 343523 · ERA - Active
- UBIQUE VENTURES LLCExempt Reporting Advisers · CRD # 342045 · ERA - Active
- UBIQUITY MANAGEMENT, LLCExempt Reporting Advisers · CRD # 311168 · MO · ERA - Active
- UBIQUITY VENTURES MANAGEMENT, LLCExempt Reporting Advisers · CRD # 291239 · ERA - Active
- UBS ASSET MANAGEMENT FUNDS LTDExempt Reporting Advisers · CRD # 173081 · ERA - Active
- UC VENTURES, LLCExempt Reporting Advisers · CRD # 340754 · CA · ERA - Active
- UCK PARTNERS, INC.Exempt Reporting Advisers · CRD # 328369 · ERA - Active
- UCPUS, INC.Exempt Reporting Advisers · CRD # 343190 · FL · ERA - Active
- UFENAU CAPITAL PARTNERS AGExempt Reporting Advisers · CRD # 284169 · ERA - Active
- UK TRUST (UKT) WEALTH MANAGEMENT LTDExempt Reporting Advisers · CRD # 338576 · CO · ERA - Active
- ULTRATECH CAPITAL PARTNERS LLCExempt Reporting Advisers · CRD # 333767 · VA · ERA - Active
- ULU VENTURES MANAGEMENT COMPANY, LLCExempt Reporting Advisers · CRD # 286433 · CA · ERA - Active
- UMATIYA INVESTMENT GROUP FUND 1 LPExempt Reporting Advisers · CRD # 336415 · TX · ERA - Active
- UMBONO COMMODITY FUND MANAGEMENT, LLCExempt Reporting Advisers · CRD # 306608 · TX · ERA - Active
- UNBOX CAPITAL GESTÃO DE RECURSOS FINANCEIROS LTDA.Exempt Reporting Advisers · CRD # 321788 · ERA - Active
- UNBUNDLED CAPITAL LLCExempt Reporting Advisers · CRD # 308516 · ERA - Active
- UNCAP MANAGER LLCExempt Reporting Advisers · CRD # 338292 · FL · ERA - Active
- UNCOMMON DENOMINATOR MANAGEMENT LLCExempt Reporting Advisers · CRD # 333751 · NY · ERA - Active
- UNCOMMON MANAGEMENT GROUP, LLCExempt Reporting Advisers · CRD # 339031 · CA · ERA - Active
- UNCOMMON VC, LLCExempt Reporting Advisers · CRD # 321607 · ERA - Active
- UNCORK CAPITAL MANAGEMENT LLCExempt Reporting Advisers · CRD # 308145 · CA · ERA - Active
- UNCORK CAPITAL, INC.Exempt Reporting Advisers · CRD # 160391 · CA · ERA - Active
- UNCORRELATED ADVISORS LLCExempt Reporting Advisers · CRD # 305290 · NV · ERA - Active
- UNDERSCORE.VC MANAGEMENT COMPANY, LLCExempt Reporting Advisers · CRD # 283164 · MA · ERA - Active
- UNDOMIEL, LLCExempt Reporting Advisers · CRD # 342147 · ERA - Active
- UNICORN ASSET MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 335300 · ERA - Active
- UNICORN DX ADVISORS LIMITEDExempt Reporting Advisers · CRD # 314637 · ERA - Active
- UNICORN PARTNERS ADVISORS LTD.Exempt Reporting Advisers · CRD # 277055 · ERA - Active
- UNIFI INVESTMENT MANAGEMENT LLPExempt Reporting Advisers · CRD # 324683 · ERA - Active
- UNIFI VENTURES, LLCExempt Reporting Advisers · CRD # 336630 · CO · ERA - Active
- UNIGESTION SAExempt Reporting Advisers · CRD # 299224 · ERA - Active
- UNION HERITAGE VENTURE PARTNERS LLCExempt Reporting Advisers · CRD # 319588 · MI · ERA - Active
- UNION LABS VENTURES MANAGEMENT LLCExempt Reporting Advisers · CRD # 312102 · CA · ERA - Active
- UNION SQUARE VENTURES, LLCExempt Reporting Advisers · CRD # 162375 · NY · ERA - Active
- UNIONROCK, LLCExempt Reporting Advisers · CRD # 314382 · CO · ERA - Active
- UNISON CAPITAL, INC.Exempt Reporting Advisers · CRD # 329973 · ERA - Active
- UNITAS CAPITAL III LTD.Exempt Reporting Advisers · CRD # 162734 · ERA - Active
- UNITAS CAPITAL PTE. LTD.Exempt Reporting Advisers · CRD # 163943 · ERA - Active
- UNITED AIRLINES VENTURES MANAGEMENT LLCExempt Reporting Advisers · CRD # 326636 · IL · ERA - Active
- UNITED AQUA LTDExempt Reporting Advisers · CRD # 341856 · CO · ERA - Active
- UNITED MANAGERS JAPAN INC.Exempt Reporting Advisers · CRD # 166897 · ERA - Active
- UNITED PHYSICIANS CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 342995 · NJ · ERA - Active
- UNITED PRIME SOCIETY INCExempt Reporting Advisers · CRD # 341858 · WA · ERA - Active
- UNITY ANGELS MANAGEMENT INC.Exempt Reporting Advisers · CRD # 340424 · CA · ERA - Active
- UNITY GROWTH FUND I LLCExempt Reporting Advisers · CRD # 327221 · VA · ERA - Active
- UNOVIS ASSET MANAGEMENT LLCExempt Reporting Advisers · CRD # 311800 · ERA - Active
- UNPOPULAR VENTURES MANAGEMENT COMPANY, LLCExempt Reporting Advisers · CRD # 312118 · ERA - Active
- UP HOLDINGS, LLCExempt Reporting Advisers · CRD # 172594 · CA · ERA - Active
- UP PARTNERS MANAGEMENT COMPANY, LLCExempt Reporting Advisers · CRD # 309765 · CA · ERA - Active