Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- UBS ASSET MANAGEMENT (AMERICAS) LLCRegistered Investment Advisers · CRD # 106838 · NY · Approved
- ULLMAN JOHN & ASSOCIATES INCRegistered Investment Advisers · CRD # 105361 · NY · Approved
- ULYSSES MANAGEMENT LLCRegistered Investment Advisers · CRD # 157251 · NY · Approved
- UNCOMMON DENOMINATOR MANAGEMENT LLCExempt Reporting Advisers · CRD # 333751 · NY · ERA - Active
- UNFCU ADVISORS LLCRegistered Investment Advisers · CRD # 136572 · NY · Approved
- UNIFI ASSET MANAGEMENT LPRegistered Investment Advisers · CRD # 330942 · NY · Approved
- UNIGESTION (US) LTDRegistered Investment Advisers · CRD # 305038 · NY · Approved
- UNION SQUARE PARK CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 175471 · NY · Approved
- UNION SQUARE VENTURES, LLCExempt Reporting Advisers · CRD # 162375 · NY · ERA - Active
- UNITED ADVISORS INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 164908 · NY · Approved
- UNITED AMERICAN SECURITIES, INC.Registered Investment Advisers · CRD # 21274 · NY · Approved
- UNITED ASSET STRATEGIES INC.Registered Investment Advisers · CRD # 107434 · NY · Approved
- UNITED FINANCIAL PLANNING GROUP LLCRegistered Investment Advisers · CRD # 149843 · NY · Approved
- UNIVERSITY VENTURES FUNDS MANAGEMENT, LLCRegistered Investment Advisers · CRD # 163575 · NY · Approved
- UNLIMITED FUNDS, INC.Registered Investment Advisers · CRD # 322644 · NY · Approved
- UNOFFICIAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 306409 · NY · Approved
- UNTITLED INVESTMENTS LPRegistered Investment Advisers · CRD # 306357 · NY · Approved
- UOB GLOBAL CAPITAL LLCRegistered Investment Advisers · CRD # 160659 · NY · Approved
- UPMARKET MANAGEMENT LLCExempt Reporting Advisers · CRD # 336095 · NY · ERA - Active
- UPSTATE ADVISERS INC.Registered Investment Advisers · CRD # 341449 · NY · Approved
- URH MANAGEMENT LPRegistered Investment Advisers · CRD # 342346 · NY · 120-Day Approval
- URSULA MANAGEMENT, LLCExempt Reporting Advisers · CRD # 172889 · NY · ERA - Active
- USONIA ADVISORY GROUP, LLCRegistered Investment Advisers · CRD # 341550 · NY · Approved
- UTA INVESTCORP INVESTMENT MANAGEMENT, LLCExempt Reporting Advisers · CRD # 324979 · NY · ERA - Active