Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- U.S. CHERRY LLCRegistered Investment Advisers · CRD # 311564 · FL · Approved
- UCAP ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 170846 · FL · Approved
- UCPUS, INC.Exempt Reporting Advisers · CRD # 343190 · FL · ERA - Active
- UHLER VERTICH WHITE ADVISORS, LLCRegistered Investment Advisers · CRD # 130716 · FL · Approved
- ULLMANN WEALTH PARTNERS GROUP, LLCRegistered Investment Advisers · CRD # 316697 · FL · Approved
- UNCAP MANAGER LLCExempt Reporting Advisers · CRD # 338292 · FL · ERA - Active
- UNIFIED WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 284553 · FL · Approved
- UNIFY FINANCIAL LLCRegistered Investment Advisers · CRD # 324120 · FL · Approved
- UNIMAR FINANCIAL SERVICES, LLCRegistered Investment Advisers · CRD # 159674 · FL · Approved
- UNIQUE WEALTH, LLCRegistered Investment Advisers · CRD # 312462 · FL · Approved
- UNISON ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 288249 · FL · Approved
- UNIVERSA INVESTMENTS L.P.Registered Investment Advisers · CRD # 146052 · FL · Approved
- URS ADVISORY LLCRegistered Investment Advisers · CRD # 289892 · FL · Approved
- UTOPIA WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 300266 · FL · Approved
- UYANA PARTNERS LLCRegistered Investment Advisers · CRD # 300280 · FL · Approved