Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- UC VENTURES, LLCExempt Reporting Advisers · CRD # 340754 · CA · ERA - Active
- ULTRA ADVISORY GROUP LLCRegistered Investment Advisers · CRD # 338775 · CA · Approved
- ULTRA CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 339458 · CA · 120-Day Approval
- ULU VENTURES MANAGEMENT COMPANY, LLCExempt Reporting Advisers · CRD # 286433 · CA · ERA - Active
- UNCOMMON MANAGEMENT GROUP, LLCExempt Reporting Advisers · CRD # 339031 · CA · ERA - Active
- UNCORK CAPITAL MANAGEMENT LLCExempt Reporting Advisers · CRD # 308145 · CA · ERA - Active
- UNCORK CAPITAL, INC.Exempt Reporting Advisers · CRD # 160391 · CA · ERA - Active
- UNION LABS VENTURES MANAGEMENT LLCExempt Reporting Advisers · CRD # 312102 · CA · ERA - Active
- UNION SQUARE INVESTMENT CORegistered Investment Advisers · CRD # 111776 · CA · Approved
- UNISON INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 150893 · CA · Approved
- UNITY ANGELS MANAGEMENT INC.Exempt Reporting Advisers · CRD # 340424 · CA · ERA - Active
- UP HOLDINGS, LLCExempt Reporting Advisers · CRD # 172594 · CA · ERA - Active
- UP PARTNERS MANAGEMENT COMPANY, LLCExempt Reporting Advisers · CRD # 309765 · CA · ERA - Active
- UPFRONT VENTURES MANAGEMENT, LLCRegistered Investment Advisers · CRD # 175144 · CA · Approved
- UPI MANAGEMENT, LLCExempt Reporting Advisers · CRD # 175182 · CA · ERA - Active
- UPRISING MANAGEMENT, LLCExempt Reporting Advisers · CRD # 174730 · CA · ERA - Active
- UPWELLING CAPITAL GROUP LLCExempt Reporting Advisers · CRD # 164653 · CA · ERA - Active
- UPWEST LABS MANAGEMENT, LLCExempt Reporting Advisers · CRD # 297392 · CA · ERA - Active
- URBAN INNOVATION MANAGEMENT LLCExempt Reporting Advisers · CRD # 325983 · CA · ERA - Active
- URBAN INVESTMENT ADVISORS, INC.,Registered Investment Advisers · CRD # 222524 · CA · Approved
- URSA FUND MANAGEMENT LLCRegistered Investment Advisers · CRD # 283363 · CA · Approved
- URSUS VENTURESExempt Reporting Advisers · CRD # 299161 · CA · ERA - Active
- USCF ADVISERS LLCRegistered Investment Advisers · CRD # 171962 · CA · Approved
- USVP MANAGEMENT COMPANY LLCExempt Reporting Advisers · CRD # 160112 · CA · ERA - Active
- UTA VENTURES CAPITAL PARTNERS INVESTMENT MANAGER LLCExempt Reporting Advisers · CRD # 309978 · CA · ERA - Active