Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- UPTICK PARTNERS, LLCRegistered Investment Advisers · CRD # 324250 · TX · Approved
- UPTOWN FINANCIAL ADVISORS LLCRegistered Investment Advisers · CRD # 171401 · TX · Approved
- UPTURN CORPORATIONRegistered Investment Advisers · CRD # 290614 · Approved
- URBAN FINANCIAL ADVISORY CORPRegistered Investment Advisers · CRD # 110057 · IL · Approved
- URBAN FUND MANAGEMENT, LLCRegistered Investment Advisers · CRD # 167491 · TX · Approved
- URBAN INVESTMENT ADVISORS, INC.,Registered Investment Advisers · CRD # 222524 · CA · Approved
- URBAN WEALTH MANAGEMENT GROUP LLCRegistered Investment Advisers · CRD # 285633 · Approved
- URS ADVISORY LLCRegistered Investment Advisers · CRD # 289892 · FL · Approved
- URSA FINANCIAL, LLCRegistered Investment Advisers · CRD # 306491 · Approved
- URSA FUND MANAGEMENT LLCRegistered Investment Advisers · CRD # 283363 · CA · Approved
- US AGRICULTURE, LLCRegistered Investment Advisers · CRD # 282576 · IN · Approved
- US ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 124234 · PA · Approved
- US INFRAVEST MANAGERS LPRegistered Investment Advisers · CRD # 312299 · Approved
- US INNOVATIVE TECHNOLOGY CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 323370 · PA · Approved
- US SELECT ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 166672 · Approved
- USA FINANCIAL EXCHANGE LLCRegistered Investment Advisers · CRD # 283466 · MI · Approved
- USA FINANCIAL FORMULAS LLCRegistered Investment Advisers · CRD # 139987 · MI · Approved
- USA FINANCIAL SECURITIES LLCRegistered Investment Advisers · CRD # 103857 · MI · Approved
- USA MUTUALS ADVISORS, INC.Registered Investment Advisers · CRD # 131750 · MA · Approved
- USAA INVESTMENT SERVICES COMPANYRegistered Investment Advisers · CRD # 5475 · TX · Approved
- USADVISORS WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 158108 · MN · Approved
- USCA ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 137045 · TX · Approved
- USCF ADVISERS LLCRegistered Investment Advisers · CRD # 171962 · CA · Approved
- USI ADVISORS, INC.Registered Investment Advisers · CRD # 108113 · CT · Approved
- USI SECURITIES, INC.Registered Investment Advisers · CRD # 43793 · CT · Approved
- USONIA ADVISORY GROUP, LLCRegistered Investment Advisers · CRD # 341550 · NY · Approved
- UTA LLCRegistered Investment Advisers · CRD # 315427 · WA · Approved
- UTI ASSET MANAGEMENT COMPANY LIMITEDRegistered Investment Advisers · CRD # 328924 · Approved
- UTI INVESTMENTS AMERICA LIMITEDRegistered Investment Advisers · CRD # 330110 · Approved
- UTOPIA WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 300266 · FL · Approved
- UWHARRIE INVESTMENT ADVISORS, INC.Registered Investment Advisers · CRD # 117592 · NC · Approved
- UX WEALTH PARTNERS LLCRegistered Investment Advisers · CRD # 308983 · CO · Approved
- UYANA PARTNERS LLCRegistered Investment Advisers · CRD # 300280 · FL · Approved