Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- UPDATA MANAGEMENT, LLCExempt Reporting Advisers · CRD # 160994 · DC · ERA - Active
- UPI MANAGEMENT, LLCExempt Reporting Advisers · CRD # 175182 · CA · ERA - Active
- UPLAND INVESTMENT ADVISORS, LLCExempt Reporting Advisers · CRD # 304149 · NJ · ERA - Active
- UPMARKET MANAGEMENT LLCExempt Reporting Advisers · CRD # 336095 · NY · ERA - Active
- UPRETY CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 337708 · OH · ERA - Active
- UPRISING MANAGEMENT, LLCExempt Reporting Advisers · CRD # 174730 · CA · ERA - Active
- UPTICK CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 328602 · OR · ERA - Active
- UPWELLING CAPITAL GROUP LLCExempt Reporting Advisers · CRD # 164653 · CA · ERA - Active
- UPWEST LABS MANAGEMENT, LLCExempt Reporting Advisers · CRD # 297392 · CA · ERA - Active
- URBAN INNOVATION MANAGEMENT LLCExempt Reporting Advisers · CRD # 325983 · CA · ERA - Active
- URBAN PARTNERS MANAGEMENT COMPANY S.A.Exempt Reporting Advisers · CRD # 332597 · ERA - Active
- URBANSTONE CAPITAL LLCExempt Reporting Advisers · CRD # 333772 · ERA - Active
- URSULA MANAGEMENT, LLCExempt Reporting Advisers · CRD # 172889 · NY · ERA - Active
- URSUS VENTURESExempt Reporting Advisers · CRD # 299161 · CA · ERA - Active
- US ISRAEL GEFEN CAPITAL MANAGEMENT LTDExempt Reporting Advisers · CRD # 286142 · ERA - Active
- USEX INCExempt Reporting Advisers · CRD # 342295 · CO · ERA - Active
- USVP MANAGEMENT COMPANY LLCExempt Reporting Advisers · CRD # 160112 · CA · ERA - Active
- UTA INVESTCORP INVESTMENT MANAGEMENT, LLCExempt Reporting Advisers · CRD # 324979 · NY · ERA - Active
- UTA VENTURES CAPITAL PARTNERS INVESTMENT MANAGER LLCExempt Reporting Advisers · CRD # 309978 · CA · ERA - Active
- UTXO MANAGEMENT GP, LLCExempt Reporting Advisers · CRD # 306365 · TN · ERA - Active