Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- TANDEM FINANCIAL, LLCRegistered Investment Advisers · CRD # 292565 · CO · Approved
- TESLAEX GLOBAL INCExempt Reporting Advisers · CRD # 338846 · CO · ERA - Active
- THE MILLSTONE EVANS GROUP, LLCRegistered Investment Advisers · CRD # 311142 · CO · Approved
- THE STONE CREEK GROUP, LLCRegistered Investment Advisers · CRD # 182512 · CO · Approved
- THE WEALTH CONSERVANCY, INC.Registered Investment Advisers · CRD # 112024 · CO · Approved
- THE WILLIAM ALLAN CORPORATIONRegistered Investment Advisers · CRD # 133147 · CO · Approved
- THEORY FINANCIAL LLCRegistered Investment Advisers · CRD # 304084 · CO · Approved
- THEVGPRO LTDExempt Reporting Advisers · CRD # 339726 · CO · ERA - Active
- THORNBURG BOW RIVER ADVISERS, LLC.Registered Investment Advisers · CRD # 332879 · CO · Approved
- THREE PEAKS CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 127402 · CO · Approved
- THREEM HOLDING LTDExempt Reporting Advisers · CRD # 341125 · CO · ERA - Active
- TIFIN GIVE INC.Registered Investment Advisers · CRD # 313261 · CO · Approved
- TILLMAN HARTLEY LLCRegistered Investment Advisers · CRD # 109479 · CO · Approved
- TITLECARD CAPITAL GROUP, LLCExempt Reporting Advisers · CRD # 281192 · CO · ERA - Active
- TNL ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 137419 · CO · Approved
- TOPAZ ADVISORS INCExempt Reporting Advisers · CRD # 344556 · CO · ERA - Active
- TORFEX LTD.Exempt Reporting Advisers · CRD # 337983 · CO · ERA - Active
- TORO WEST CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 331265 · CO · Approved
- TOWLE & CORegistered Investment Advisers · CRD # 110862 · CO · Approved
- TOWNSEND & ASSOCIATES, INC.Registered Investment Advisers · CRD # 113681 · CO · Approved
- TRAIL RIDGE INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 284741 · CO · Approved
- TRAILHEAD CAPITAL MANAGEMENT LLCExempt Reporting Advisers · CRD # 315272 · CO · ERA - Active
- TRAILWISE FINANCIAL PARTNERS, LLCRegistered Investment Advisers · CRD # 323530 · CO · Approved
- TRANSAMERICA ASSET MANAGEMENT, INC.Registered Investment Advisers · CRD # 107376 · CO · Approved
- TRG INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 315629 · CO · Approved
- TRIUMPH CAPITAL MANAGEMENTRegistered Investment Advisers · CRD # 282814 · CO · Approved
- TUCKER ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 174844 · CO · Approved