Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- SANDLOT PARTNERS, LLCRegistered Investment Advisers · CRD # 311409 · UT · Approved
- SANDLOT PRIVATE WEALTH LLCRegistered Investment Advisers · CRD # 335925 · UT · Approved
- SAVORY CAPITAL LLCExempt Reporting Advisers · CRD # 334473 · UT · ERA - Active
- SEPIO CAPITAL, LPRegistered Investment Advisers · CRD # 285645 · UT · Approved
- SEVEN CANYONS ADVISORS, LLCRegistered Investment Advisers · CRD # 290334 · UT · Approved
- SG TRADING SOLUTIONS, LLCRegistered Investment Advisers · CRD # 322928 · UT · Approved
- SIGNAL PEAK VENTURES, LLCExempt Reporting Advisers · CRD # 159746 · UT · ERA - Active
- SLAYTON LEWIS INCRegistered Investment Advisers · CRD # 114596 · UT · Approved
- SMEDLEY FINANCIAL SERVICES INCRegistered Investment Advisers · CRD # 110870 · UT · Approved
- SOLIDARITY CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 322596 · UT · Approved
- SOLIDARITY WEALTH, LLCRegistered Investment Advisers · CRD # 315843 · UT · Approved
- SOLTIS INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 154690 · UT · Approved
- SORENSON IMPACT ADVISORY, LLCRegistered Investment Advisers · CRD # 324124 · UT · Approved
- SOULENCE WEALTH MANAGEMENT II LLCRegistered Investment Advisers · CRD # 340580 · UT · Approved
- SQUIRE INVESTMENT MANAGEMENT COMPANY, LLCRegistered Investment Advisers · CRD # 117750 · UT · Approved
- STIRLING HEIGHTS MANAGEMENT, LLCExempt Reporting Advisers · CRD # 332724 · UT · ERA - Active
- STONEBRIAR WEALTH, LLCRegistered Investment Advisers · CRD # 327618 · UT · Approved
- STRATEGIC PLANNING GROUP, LLCRegistered Investment Advisers · CRD # 113844 · UT · Approved
- SUMMIT GLOBAL INVESTMENTS, LLCRegistered Investment Advisers · CRD # 157091 · UT · Approved
- SUN FINANCIAL, INC.Registered Investment Advisers · CRD # 333404 · UT · Approved
- SUNDANCE BAY INVESTMENT MANAGER, LLCRegistered Investment Advisers · CRD # 301868 · UT · Approved
- SWELL COLLECTIVE MANAGEMENT, LLCExempt Reporting Advisers · CRD # 327353 · UT · ERA - Active
- SWITCHPOINT FINANCIAL PLANNING LLCRegistered Investment Advisers · CRD # 282856 · UT · Approved