Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- S & P FINANCIAL, INC.Registered Investment Advisers · CRD # 139358 · OR · Approved
- SAMARA INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 336178 · OR · Approved
- SAPIENT PRIVATE WEALTH MANAGEMENT SERVICES, LLCRegistered Investment Advisers · CRD # 159419 · OR · Approved
- SCOTT CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 307980 · OR · Approved
- SELLWOOD INVESTMENT PARTNERS LLCRegistered Investment Advisers · CRD # 164696 · OR · Approved
- SILVER OAK ADVISORY GROUP, INC.Registered Investment Advisers · CRD # 108298 · OR · Approved
- SITTNER & NELSON, LLCRegistered Investment Advisers · CRD # 309757 · OR · Approved
- SKYLINE FINANCIAL NORTHWEST LLCRegistered Investment Advisers · CRD # 146844 · OR · Approved
- SKYLINER WEALTH, LLCRegistered Investment Advisers · CRD # 332426 · OR · Approved
- SMB FINANCIAL SERVICES, INC.Registered Investment Advisers · CRD # 154216 · OR · Approved
- SOARING INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 305273 · OR · Approved
- SORTIS FUND MANAGER, LLCRegistered Investment Advisers · CRD # 315584 · OR · Approved
- SOUND INVESTMENT MANAGEMENT INCRegistered Investment Advisers · CRD # 107438 · OR · Approved
- SPECTRUM STRATEGIC CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 138347 · OR · Approved
- STANCORP INVESTMENT ADVISERS, INC.Registered Investment Advisers · CRD # 110228 · OR · Approved
- STONEPINE CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 139891 · OR · Approved
- STRADA FINANCIAL GROUP LLCRegistered Investment Advisers · CRD # 316987 · OR · Approved
- SUMMA GLOBAL ADVISORS, LLCRegistered Investment Advisers · CRD # 148713 · OR · Approved