Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- SABER CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 166103 · NC · Approved
- SAFE HARBOR FAMILY CAPITAL, LLCRegistered Investment Advisers · CRD # 317547 · NC · Approved
- SALEM INVESTMENT COUNSELORS INCRegistered Investment Advisers · CRD # 104855 · NC · Approved
- SAPERE WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 119598 · NC · Approved
- SCHOLAR FINANCIAL ADVISING, LLCRegistered Investment Advisers · CRD # 298968 · NC · Approved
- SEMMAX FINANCIAL ADVISORS, INC.Registered Investment Advisers · CRD # 144978 · NC · Approved
- SHAH CAPITAL MANAGEMENT, INCRegistered Investment Advisers · CRD # 133941 · NC · Approved
- SHARPVUE CAPITAL, LLCRegistered Investment Advisers · CRD # 304746 · NC · Approved
- SHEETS SMITH WEALTH MANAGEMENTRegistered Investment Advisers · CRD # 105710 · NC · Approved
- SHERCLAR, INCRegistered Investment Advisers · CRD # 166812 · NC · Approved
- SHINING ROCK ADVISORS LLCRegistered Investment Advisers · CRD # 311295 · NC · Approved
- SILVERBACK ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 141407 · NC · Approved
- SILVERCAP ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 342232 · NC · 120-Day Approval
- SIP III ADVISOR, LLCExempt Reporting Advisers · CRD # 325193 · NC · ERA - Active
- SJF MANAGEMENT LLCExempt Reporting Advisers · CRD # 163253 · NC · ERA - Active
- SLEDGE AND COMPANY WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 336314 · NC · Approved
- SLP WEALTH LLCRegistered Investment Advisers · CRD # 325631 · NC · Approved
- SMITH PARTNERS WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 112231 · NC · Approved
- SMITH, SALLEY & ASSOCIATES, LLCRegistered Investment Advisers · CRD # 129614 · NC · Approved
- SOUND FINANCIAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 122670 · NC · Approved
- SPARTAN PLANNING & WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 166599 · NC · Approved
- SPP MANAGEMENT SERVICES, LLCRegistered Investment Advisers · CRD # 164078 · NC · Approved
- STEELE CREEK INVESTMENT MANAGEMENT LLCRegistered Investment Advisers · CRD # 170209 · NC · Approved
- STEPSTONE GROUP PRIVATE WEALTH LLCRegistered Investment Advisers · CRD # 305881 · NC · Approved
- STERLING CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 135405 · NC · Approved
- STRATEGIC ADVISORY PARTNERS, LLCRegistered Investment Advisers · CRD # 314842 · NC · Approved
- STRATHMORE CAPITAL ADVISORS, INC.Registered Investment Advisers · CRD # 135008 · NC · Approved
- STRUCTURAL SOLUTIONS LLCRegistered Investment Advisers · CRD # 319155 · NC · Approved