Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- SAGE CAPITAL LLCExempt Reporting Advisers · CRD # 288430 · MO · ERA - Active
- SARVER VROOMAN WEALTH ADVISORS LLCRegistered Investment Advisers · CRD # 332699 · MO · Approved
- SAXONY CAPITAL MANAGEMENT LLC.Registered Investment Advisers · CRD # 122692 · MO · Approved
- SCOUT INVESTMENTS, INC.Registered Investment Advisers · CRD # 111787 · MO · Approved
- SEVERIN INVESTMENTS LLCRegistered Investment Advisers · CRD # 166567 · MO · Approved
- SFC FINANCIAL LLCRegistered Investment Advisers · CRD # 129817 · MO · Approved
- SIGNIFY WEALTH LLCRegistered Investment Advisers · CRD # 160094 · MO · Approved
- SIXTHIRTY VENTURES, LLCExempt Reporting Advisers · CRD # 297285 · MO · ERA - Active
- SKY RE PARTNERS, LLCExempt Reporting Advisers · CRD # 332232 · MO · ERA - Active
- SMITH MOORE & CO.Registered Investment Advisers · CRD # 3441 · MO · Approved
- SOLSTICE GUARD CAPITAL LLCRegistered Investment Advisers · CRD # 342641 · MO · 120-Day Approval
- SONAS FINANCIAL GROUP, INC.Registered Investment Advisers · CRD # 122547 · MO · Approved
- SPARROW CAPITAL MANAGEMENT INCRegistered Investment Advisers · CRD # 106616 · MO · Approved
- ST. LOUIS FINANCIAL PLANNERS ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 106999 · MO · Approved
- ST. LOUIS FINANCIAL PLANNERS INC.Registered Investment Advisers · CRD # 105511 · MO · Approved
- STERLING INVESTMENT ADVISORS,LLCRegistered Investment Advisers · CRD # 117287 · MO · Approved
- STERNECK CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 111463 · MO · Approved
- STEWARDSHIP CAPITAL, LTD.Registered Investment Advisers · CRD # 110944 · MO · Approved
- STIEVEN CAPITAL ADVISORS, L.P.Registered Investment Advisers · CRD # 136106 · MO · Approved
- STIFEL INDEPENDENT ADVISORS, LLCRegistered Investment Advisers · CRD # 28218 · MO · Approved
- STIFEL, NICOLAUS & COMPANY, INCORPORATEDRegistered Investment Advisers · CRD # 793 · MO · Approved
- STONEBRIDGE FINANCIAL GROUP, LLCRegistered Investment Advisers · CRD # 337972 · MO · Approved
- STRONGBOX WEALTH, LLCRegistered Investment Advisers · CRD # 304952 · MO · Approved
- SUNDVOLD CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 108176 · MO · Approved
- SUNPOINTE, LLCRegistered Investment Advisers · CRD # 282505 · MO · Approved
- SYNTEGRA PRIVATE WEALTH GROUP LLCRegistered Investment Advisers · CRD # 323180 · MO · Approved