Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- SAGEBROADVIEW WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 126472 · CT · Approved
- SAGEVIEW CAPITAL LPRegistered Investment Advisers · CRD # 159560 · CT · Approved
- SAMRISON CAPITAL MANAGEMENT LLCExempt Reporting Advisers · CRD # 328576 · CT · ERA - Active
- SANDBROOK CAPITAL MANAGEMENT LPRegistered Investment Advisers · CRD # 317009 · CT · Approved
- SARISSA CAPITAL MANAGEMENT LPRegistered Investment Advisers · CRD # 167244 · CT · Approved
- SAVOIR FAIRE CAPITAL MANAGEMENT, LPRegistered Investment Advisers · CRD # 306994 · CT · Approved
- SCHOLTZ & COMPANY, L.L.C.Registered Investment Advisers · CRD # 107363 · CT · Approved
- SCIENCE & TECHNOLOGY PARTNERS, L.P.Registered Investment Advisers · CRD # 331267 · CT · Approved
- SEARLE & CO.Registered Investment Advisers · CRD # 13035 · CT · Approved
- SHELTER GROWTH CAPITAL PARTNERS LLCRegistered Investment Advisers · CRD # 170685 · CT · Approved
- SIGHTLINE WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 176520 · CT · Approved
- SILVER POINT CAPITAL, L.P.Registered Investment Advisers · CRD # 157738 · CT · Approved
- SILVER POINT PRIVATE CREDIT FUND MANAGEMENT, LLCRegistered Investment Advisers · CRD # 332374 · CT · Approved
- SILVER POINT SPECIALTY CREDIT FUND MANAGEMENT, LLCRegistered Investment Advisers · CRD # 317225 · CT · Approved
- SKY INVESTMENT GROUP LLCRegistered Investment Advisers · CRD # 134001 · CT · Approved
- SMITH BROTHERS FINANCIAL, LLCRegistered Investment Advisers · CRD # 322951 · CT · Approved
- SOLAS CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 159962 · CT · Approved
- SOLEUS CAPITAL MANAGEMENT, L.P.Registered Investment Advisers · CRD # 294459 · CT · Approved
- SOMNIO FINANCIAL GROUP, LLCRegistered Investment Advisers · CRD # 174217 · CT · Approved
- SOUND MARK PARTNERS, LLCRegistered Investment Advisers · CRD # 169037 · CT · Approved
- SOUND PORTFOLIO ADVISORS, LLCRegistered Investment Advisers · CRD # 125511 · CT · Approved
- SOUND SHORE MANAGEMENT INCRegistered Investment Advisers · CRD # 112379 · CT · Approved
- SOUTHFIELD CAPITAL LPRegistered Investment Advisers · CRD # 163023 · CT · Approved
- SOUTHPORT STATION FINANCIAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 146270 · CT · Approved
- SOVEREIGN FINANCIAL GROUP, INC.Registered Investment Advisers · CRD # 294314 · CT · Approved
- SPECTRUM ASSET MANAGEMENT, INC.Registered Investment Advisers · CRD # 300463 · CT · Approved
- SPICE EXPEDITIONS, LPRegistered Investment Advisers · CRD # 333626 · CT · Approved
- SPIVAK ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 125714 · CT · Approved
- SPRINGBOARD ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 154862 · CT · Approved
- SPROTT ASSET MANAGEMENT USA INC.Registered Investment Advisers · CRD # 139022 · CT · Approved
- SPURSTONE ADVISORY SERVICES, LLCRegistered Investment Advisers · CRD # 284158 · CT · Approved
- SR ALTERNATIVE CREDIT, LLCRegistered Investment Advisers · CRD # 319478 · CT · Approved
- SREP CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 296281 · CT · Approved
- STADIUM CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 135520 · CT · ERA - Active
- STEEPROCK CAPITAL II LLCRegistered Investment Advisers · CRD # 172775 · CT · Approved
- STELVIO WEALTH PARTNERS LLCRegistered Investment Advisers · CRD # 343939 · CT · 120-Day Approval
- STERLING INVESTMENT PARTNERS ADVISERS, LLCRegistered Investment Advisers · CRD # 156946 · CT · Approved
- STEWARD PARTNERS INVESTMENT ADVISORY, LLCRegistered Investment Advisers · CRD # 283004 · CT · Approved
- STILL LAKE CAPITAL, LLCExempt Reporting Advisers · CRD # 287469 · CT · ERA - Active
- STONE POINT CAPITAL LLCRegistered Investment Advisers · CRD # 156521 · CT · Approved
- STONE POINT CREDIT ADVISER LLCRegistered Investment Advisers · CRD # 310377 · CT · Approved
- STONE POINT CREDIT INCOME ADVISER LLCRegistered Investment Advisers · CRD # 332241 · CT · Approved
- STONEBRIDGE ADVISORS LLCRegistered Investment Advisers · CRD # 134017 · CT · Approved
- STORMFIELD CAPITAL, LLCRegistered Investment Advisers · CRD # 285486 · CT · Approved
- STORY VENTURES MANAGEMENT, LLCExempt Reporting Advisers · CRD # 305329 · CT · ERA - Active
- STRATEGIC VALUE PARTNERS, LLCRegistered Investment Advisers · CRD # 138406 · CT · Approved
- STRATIS CAPITAL, LLCRegistered Investment Advisers · CRD # 300130 · CT · Approved
- STRIDE CAPITAL GROUP, LPExempt Reporting Advisers · CRD # 162560 · CT · ERA - Active
- SULLIVAN FINANCIAL, LLCRegistered Investment Advisers · CRD # 121371 · CT · Approved
- SUMMERHAVEN INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 289269 · CT · Approved