Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- SAGE FINANCIAL ADVISORS INC.Registered Investment Advisers · CRD # 116933 · AZ · Approved
- SARATOGA CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 112021 · AZ · Approved
- SCOTTSDALE WEALTH PLANNING, INC.Registered Investment Advisers · CRD # 169248 · AZ · Approved
- SECURE INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 141195 · AZ · Approved
- SENSIBLE MONEY, LLCRegistered Investment Advisers · CRD # 158641 · AZ · Approved
- SEROS FINANCIAL, LLCRegistered Investment Advisers · CRD # 166808 · AZ · Approved
- SHARPEPOINT, LLCRegistered Investment Advisers · CRD # 290719 · AZ · Approved
- SLT HOLDINGS LLCRegistered Investment Advisers · CRD # 328450 · AZ · Approved
- SMEAD CAPITAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 143567 · AZ · Approved
- SOCIAL LEVERAGE ADVISORS, LLCRegistered Investment Advisers · CRD # 292690 · AZ · Approved
- SOUTHWEST INVESTMENT ADVISORS, INC.Registered Investment Advisers · CRD # 312685 · AZ · Approved
- SOVEREIGN INVESTMENT ADVISORS LLCRegistered Investment Advisers · CRD # 149040 · AZ · Approved
- SPAHN WEALTH & RETIREMENT LLCRegistered Investment Advisers · CRD # 285932 · AZ · Approved
- SPIRIT WEST ADVISORS, LLCRegistered Investment Advisers · CRD # 285314 · AZ · Approved
- STABLEFORD CAPITAL LLCRegistered Investment Advisers · CRD # 173383 · AZ · Approved
- STANDPOINT ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 305155 · AZ · Approved
- STERLING INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 112923 · AZ · Approved
- STOKER OSTLER WEALTH ADVISORS, INC.Registered Investment Advisers · CRD # 111320 · AZ · Approved
- STONECREST WEALTH MANAGEMENT, INCRegistered Investment Advisers · CRD # 311404 · AZ · Approved
- STRATEGIC EQUITY MANAGEMENT, INC.Registered Investment Advisers · CRD # 112142 · AZ · Approved
- STRATEGIC INCOME GROUP LLCRegistered Investment Advisers · CRD # 165839 · AZ · Approved
- STRATEGY FINANCIAL SERVICES, LLCRegistered Investment Advisers · CRD # 164531 · AZ · Approved
- SUTTLE CROSSLAND WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 318700 · AZ · Approved
- SVVY, LLCRegistered Investment Advisers · CRD # 325358 · AZ · Approved