Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- SIO CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 165989 · NY · Approved
- SIR CAPITAL MANAGEMENT L.P.Registered Investment Advisers · CRD # 161096 · NY · Approved
- SJW INVESTMENTS, LLCExempt Reporting Advisers · CRD # 321155 · NY · ERA - Active
- SK CAPITAL PARTNERS, LPRegistered Investment Advisers · CRD # 161487 · NY · Approved
- SKYBRIDGE CAPITAL II, LLCRegistered Investment Advisers · CRD # 148152 · NY · Approved
- SLATE PATH CAPITAL LPRegistered Investment Advisers · CRD # 164751 · NY · Approved
- SLATE PROPERTY GROUP LLCExempt Reporting Advisers · CRD # 332260 · NY · ERA - Active
- SLG CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 331370 · NY · Approved
- SLOAN ADVISORY GROUP, INC.Registered Investment Advisers · CRD # 284325 · NY · Approved
- SLR CAPITAL PARTNERS, LLCRegistered Investment Advisers · CRD # 146106 · NY · Approved
- SLR SECURED LENDING PARTNERS, LLCRegistered Investment Advisers · CRD # 343062 · NY · 120-Day Approval
- SMA CAPITAL LLCRegistered Investment Advisers · CRD # 335168 · NY · Approved
- SMARTASSET ADVISORS LLCRegistered Investment Advisers · CRD # 307375 · NY · Approved
- SMBC ASSET MANAGEMENT, INC.Registered Investment Advisers · CRD # 109691 · NY · Approved
- SMITH AFFILIATED CAPITAL CORPRegistered Investment Advisers · CRD # 107675 · NY · Approved
- SNOW PHIPPS GROUP, LLCRegistered Investment Advisers · CRD # 158024 · NY · Approved
- SNOWDEN CAPITAL ADVISORS LLCRegistered Investment Advisers · CRD # 157299 · NY · Approved
- SNOWHAWK LPRegistered Investment Advisers · CRD # 325176 · NY · Approved
- SOA WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 310448 · NY · Approved
- SOHRA PEAK INVESTMENT MANAGEMENT LLCExempt Reporting Advisers · CRD # 338819 · NY · ERA - Active
- SOJA VENTURES MANAGEMENT LLCExempt Reporting Advisers · CRD # 343195 · NY · ERA - Active
- SOLARI CAPITAL MANAGEMENT LLCExempt Reporting Advisers · CRD # 343312 · NY · ERA - Active
- SOLERA CAPITAL, LLCExempt Reporting Advisers · CRD # 160330 · NY · ERA - Active
- SOMAR CAPITAL MANAGEMENT, LPExempt Reporting Advisers · CRD # 284135 · NY · ERA - Active
- SONA ASSET MANAGEMENT (US) LLCRegistered Investment Advisers · CRD # 291738 · NY · Approved
- SONAMU GROUP LPExempt Reporting Advisers · CRD # 324293 · NY · ERA - Active
- SONE CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 331656 · NY · Approved
- SOPHIS INVESTMENTS LLCRegistered Investment Advisers · CRD # 170391 · NY · Approved
- SOROBAN CAPITAL PARTNERS LPRegistered Investment Advisers · CRD # 157360 · NY · Approved
- SOUND POINT CAPITAL MANAGEMENT, LPRegistered Investment Advisers · CRD # 157479 · NY · Approved
- SOUND POINT CLO C-MOA, LLCRegistered Investment Advisers · CRD # 293256 · NY · Approved
- SOUND POINT COMMERCIAL REAL ESTATE FINANCE LLCRegistered Investment Advisers · CRD # 311808 · NY · Approved
- SOUND POINT LUNA LLCRegistered Investment Advisers · CRD # 128132 · NY · Approved
- SOUND POINT MERIDIAN MANAGEMENT COMPANY LLCRegistered Investment Advisers · CRD # 329887 · NY · Approved
- SOUNDCORE CAPITAL PARTNERS, LLCRegistered Investment Advisers · CRD # 288749 · NY · Approved
- SOUNDCORE CAPITAL PARTNERS, LPRegistered Investment Advisers · CRD # 331288 · NY · Approved
- SOUTH STREET ADVISORS, LLCRegistered Investment Advisers · CRD # 112326 · NY · Approved
- SOUTHPOINT CAPITAL ADVISORS LPRegistered Investment Advisers · CRD # 161754 · NY · Approved
- SOVIERO ASSET MANAGEMENT, LPRegistered Investment Advisers · CRD # 298418 · NY · Approved
- SP CAPITAL PARTNERS, LLCExempt Reporting Advisers · CRD # 297220 · NY · ERA - Active
- SPACE CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 287867 · NY · Approved
- SPARK INVESTMENT MANAGEMENT LLCRegistered Investment Advisers · CRD # 160815 · NY · Approved
- SPECTRUM GROUP MANAGEMENT LLCExempt Reporting Advisers · CRD # 157363 · NY · ERA - Active
- SPENCER VENTURES MANAGEMENT LLCExempt Reporting Advisers · CRD # 332047 · NY · ERA - Active
- SPF INVESTMENT MANAGEMENT, L.P.Registered Investment Advisers · CRD # 299036 · NY · Approved
- SPIELBERGER & BROOKS, INC.Registered Investment Advisers · CRD # 147197 · NY · Approved
- SPIRE CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 161581 · NY · Approved
- SPIRIT OF AMERICA MANAGEMENT CORPRegistered Investment Advisers · CRD # 110023 · NY · Approved
- SPORTSOLOGY CAPITAL PARTNERS, L.P.Registered Investment Advisers · CRD # 328226 · NY · Approved
- SPRING MOUNTAIN CAPITAL, LPRegistered Investment Advisers · CRD # 119126 · NY · Approved