Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- SOLSTEIN CAPITAL, LLCRegistered Investment Advisers · CRD # 157888 · CA · Approved
- SOMA EQUITY PARTNERS, LPRegistered Investment Advisers · CRD # 283613 · CA · Approved
- SOMA VENTURES GROUP, LLCExempt Reporting Advisers · CRD # 342903 · CA · ERA - Active
- SONDER CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 314021 · CA · ERA - Active
- SONEN CAPITAL LLCRegistered Investment Advisers · CRD # 159461 · CA · Approved
- SONOMA ALLOCATIONS LLCRegistered Investment Advisers · CRD # 335435 · CA · Approved
- SONOMA BRANDS PARTNERS II, LLCRegistered Investment Advisers · CRD # 296285 · CA · Approved
- SONOMA PRIVATE WEALTH LLCRegistered Investment Advisers · CRD # 308547 · CA · Approved
- SOUND DEVELOPMENT, LLCExempt Reporting Advisers · CRD # 283211 · CA · ERA - Active
- SOUTH BAY FINANCIAL PARTNERS GROUP, INC.Registered Investment Advisers · CRD # 175015 · CA · Approved
- SOUTH BAY PARTNERS LLCExempt Reporting Advisers · CRD # 307534 · CA · ERA - Active
- SOUTH PARK COMMONS MANAGEMENT, LLCExempt Reporting Advisers · CRD # 297292 · CA · ERA - Active
- SOVRAN ADVISORS, LLCRegistered Investment Advisers · CRD # 329415 · CA · Approved
- SOZO VENTURES LLCExempt Reporting Advisers · CRD # 288073 · CA · ERA - Active
- SP ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 323369 · CA · Approved
- SPANOS BARBER JESSE & CO., LLCRegistered Investment Advisers · CRD # 293841 · CA · Approved
- SPARKLABS GLOBAL VENTURES MANAGEMENT LLCExempt Reporting Advisers · CRD # 330129 · CA · ERA - Active
- SPARKLABS GROUP MANAGEMENT, LLCExempt Reporting Advisers · CRD # 330082 · CA · ERA - Active
- SPARKLABS MANAGEMENT LLCExempt Reporting Advisers · CRD # 330130 · CA · ERA - Active
- SPECTRUM ASSET MANAGEMENT INCRegistered Investment Advisers · CRD # 111007 · CA · Approved
- SPECTRUM PLANNING & ADVISORY SERVICES INC.Registered Investment Advisers · CRD # 170093 · CA · Approved
- SPECTRUM WEALTH ADVISORY GROUP, LLCRegistered Investment Advisers · CRD # 298632 · CA · Approved
- SPERO MANAGEMENT COMPANY, LLCExempt Reporting Advisers · CRD # 329143 · CA · ERA - Active
- SPIDER CAPITAL PARTNERS MANAGEMENT, LLCExempt Reporting Advisers · CRD # 282546 · CA · ERA - Active
- SPIEGELMAN WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 336637 · CA · Approved
- SPINNAKER INVESTMENT GROUP, LLCRegistered Investment Advisers · CRD # 283414 · CA · Approved
- SPOROS CAPITAL PARTNERS, LLCExempt Reporting Advisers · CRD # 340965 · CA · ERA - Active
- SPRUCE CAPITAL PARTNERS LLCExempt Reporting Advisers · CRD # 170820 · CA · ERA - Active
- SPYGLASS CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 281266 · CA · Approved
- SQN INVESTORS LPExempt Reporting Advisers · CRD # 171505 · CA · ERA - Active
- SQUARE NINE CAPITAL, LPRegistered Investment Advisers · CRD # 336297 · CA · Approved
- SR ONE CAPITAL MANAGEMENT, LPRegistered Investment Advisers · CRD # 306361 · CA · Approved
- SSI INVESTMENT MANAGEMENT LLCRegistered Investment Advisers · CRD # 104889 · CA · Approved
- SST BENEFITS CONSULTING & INSURANCE SERVICES, LLCRegistered Investment Advisers · CRD # 288129 · CA · Approved
- ST. CLAIR FINANCIAL LLCRegistered Investment Advisers · CRD # 151251 · CA · Approved
- ST. CLOUD CAPITAL II, LLCExempt Reporting Advisers · CRD # 157409 · CA · ERA - Active
- STAINES FINANCIAL, LLCRegistered Investment Advisers · CRD # 299405 · CA · Approved
- STAMOS CAPITAL PARTNERS, L.P.Registered Investment Advisers · CRD # 134660 · CA · Approved
- STARFORT CAPITAL MANAGEMENT LLCExempt Reporting Advisers · CRD # 281765 · CA · ERA - Active
- STARPORT CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 288661 · CA · ERA - Active
- STARSHOT CAPITAL, LLCExempt Reporting Advisers · CRD # 320770 · CA · ERA - Active
- STARTUP CAPITAL VENTURES MANAGEMENT CO III, LLCExempt Reporting Advisers · CRD # 341911 · CA · ERA - Active
- STATHEROS FINANCIAL SOLUTIONS, INC.Registered Investment Advisers · CRD # 306217 · CA · Approved
- STCAP MANAGEMENT LLCExempt Reporting Advisers · CRD # 311024 · CA · ERA - Active
- STEADVIEW CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 164661 · CA · Approved
- STEAMBOAT VENTURES ASIA MANAGEMENT, LTD.Exempt Reporting Advisers · CRD # 160213 · CA · ERA - Active
- STEELPEAK WEALTH, LLCRegistered Investment Advisers · CRD # 165168 · CA · Approved
- STELLAR VENTURES MANAGEMENT, LLCExempt Reporting Advisers · CRD # 322454 · CA · ERA - Active
- STEP ADVISERS, LLCRegistered Investment Advisers · CRD # 322349 · CA · Approved
- STEP AHEAD CAPITAL, LLCExempt Reporting Advisers · CRD # 315229 · CA · ERA - Active