Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- SANDY MORRIS FINANCIAL & ESTATE PLANNING SERVICES, LLCRegistered Investment Advisers · CRD # 187519 · FL · Approved
- SANFORD C. BERNSTEIN & CO., LLCRegistered Investment Advisers · CRD # 104474 · TN · Approved
- SANJAC ALPHA LPRegistered Investment Advisers · CRD # 329302 · TX · Approved
- SANKALA GROUP LLCRegistered Investment Advisers · CRD # 154806 · Approved
- SANOSTRO AGRegistered Investment Advisers · CRD # 290214 · Approved
- SANTA BARBARA MGMT, LLCRegistered Investment Advisers · CRD # 334801 · IL · Approved
- SANTA FE ADVISORS LLCRegistered Investment Advisers · CRD # 170872 · NM · Approved
- SANTA LUCIA ASSET MANAGEMENT PTE. LTD.Registered Investment Advisers · CRD # 291669 · Approved
- SANTANDER ASSET MANAGEMENT SA SGIICRegistered Investment Advisers · CRD # 143883 · Approved
- SANTANDER SECURITIES LLCRegistered Investment Advisers · CRD # 41791 · MA · Approved
- SANTIAGO CAPITAL, LLCRegistered Investment Advisers · CRD # 154579 · Approved
- SANTORI & PETERS, INC.Registered Investment Advisers · CRD # 105978 · PA · Approved
- SAOS CAPITAL, LLCRegistered Investment Advisers · CRD # 159515 · SC · Approved
- SAOTHAIR CAPITAL PARTNERS, LLCRegistered Investment Advisers · CRD # 328192 · PA · Approved
- SAPERE WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 119598 · NC · Approved
- SAPERSTON LEGACY ADVISORS, INC.Registered Investment Advisers · CRD # 105849 · NY · Approved
- SAPIENT CAPITAL LLCRegistered Investment Advisers · CRD # 324899 · IN · Approved
- SAPIENT PRIVATE WEALTH MANAGEMENT SERVICES, LLCRegistered Investment Advisers · CRD # 159419 · OR · Approved
- SAPPHIRE VENTURES, LPRegistered Investment Advisers · CRD # 161558 · TX · Approved
- SARA-BAY FINANCIAL CORP.Registered Investment Advisers · CRD # 133443 · FL · Approved
- SARASIN ASSET MANAGEMENT LIMITEDRegistered Investment Advisers · CRD # 115788 · Approved
- SARATOGA CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 112021 · AZ · Approved
- SARATOGA INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 153060 · NY · Approved
- SARATOGA MANAGEMENT COMPANY LLCRegistered Investment Advisers · CRD # 161822 · NY · Approved
- SARATOGA RESEARCH & INVESTMENT MANAGEMENTRegistered Investment Advisers · CRD # 110506 · CA · Approved
- SARAZA MANAGEMENT LPRegistered Investment Advisers · CRD # 317572 · NY · Approved
- SARD WEALTH MANAGEMENT GROUP, LLCRegistered Investment Advisers · CRD # 123457 · GA · Approved
- SARDIS GROUP, LLCRegistered Investment Advisers · CRD # 333854 · GA · Approved
- SARGASSO PARTNERS LLPRegistered Investment Advisers · CRD # 332384 · Approved
- SARGENT INVESTMENT GROUP, LLCRegistered Investment Advisers · CRD # 297499 · MD · Approved
- SARISSA CAPITAL MANAGEMENT LPRegistered Investment Advisers · CRD # 167244 · CT · Approved
- SARMAYA PARTNERS, LLCRegistered Investment Advisers · CRD # 330100 · TX · Approved
- SAROFIM INTERNATIONAL MANAGEMENT COMPANY LLCRegistered Investment Advisers · CRD # 106933 · TX · Approved
- SAROFIM REALTY ADVISORS LLCRegistered Investment Advisers · CRD # 106931 · TX · Approved
- SAROFIM TRUST CO., LTARegistered Investment Advisers · CRD # 106590 · TX · Approved
- SARONA ASSET MANAGEMENT INC.Registered Investment Advisers · CRD # 160963 · Approved
- SARTORIAL WEALTH INC.Registered Investment Advisers · CRD # 329971 · Approved
- SARVER VROOMAN WEALTH ADVISORS LLCRegistered Investment Advisers · CRD # 332699 · MO · Approved
- SAS FINANCIAL ADVISORS, LLC.Registered Investment Advisers · CRD # 288015 · CA · Approved
- SASSER INVESTMENT MANAGEMENT, INC.Registered Investment Advisers · CRD # 110886 · CA · Approved
- SATHER FINANCIAL GROUP, INC.Registered Investment Advisers · CRD # 109344 · TX · Approved
- SATIS ASSET MANAGEMENT LTDRegistered Investment Advisers · CRD # 336301 · Approved
- SATOR GROVE MANAGEMENT COMPANY, LLCRegistered Investment Advisers · CRD # 318780 · Approved
- SATORI CAPITAL, LLCRegistered Investment Advisers · CRD # 161829 · TX · Approved
- SATOVSKY ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 143519 · NY · Approved
- SATURN FIVE ADVISORS LLCRegistered Investment Advisers · CRD # 322348 · CO · Approved
- SATURN V CAPITAL MANAGEMENT LPRegistered Investment Advisers · CRD # 316649 · TX · Approved
- SATURNA CAPITAL CORPORATIONRegistered Investment Advisers · CRD # 25586 · WA · Approved
- SAUBERAN & COMPANY, LLCRegistered Investment Advisers · CRD # 106317 · NY · Approved
- SAUL WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 337371 · FL · Approved