Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- SWISS FINANCE PRIVATE WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 342936 · CT · Approved
- SWISS RE INSURANCE-LINKED STRATEGIES INC.Registered Investment Advisers · CRD # 318811 · NY · Approved
- SWISS USADVISORS LTD.Registered Investment Advisers · CRD # 158706 · Approved
- SWISSPARTNERS ADVISORS AGRegistered Investment Advisers · CRD # 148721 · Approved
- SWITCHPOINT FINANCIAL PLANNING LLCRegistered Investment Advisers · CRD # 282856 · UT · Approved
- SWMG, LLCRegistered Investment Advisers · CRD # 166688 · TX · Approved
- SWP FINANCIAL LLCRegistered Investment Advisers · CRD # 327885 · CA · Approved
- SWP INVESTMENT MANAGEMENT LLCRegistered Investment Advisers · CRD # 331314 · OH · Approved
- SWS CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 119043 · NY · Approved
- SWS PARTNERS, LLCRegistered Investment Advisers · CRD # 281838 · OH · Approved
- SYCALE ADVISORS (NY) LLCRegistered Investment Advisers · CRD # 168204 · NY · Approved
- SYCAMORE FINANCIAL GROUP, INC.Registered Investment Advisers · CRD # 14143 · IN · Approved
- SYCAMORE INVESTMENT CONSULTING SERVICES, LLCRegistered Investment Advisers · CRD # 125081 · WI · Approved
- SYCAMORE PARTNERS MANAGEMENT, L.P.Registered Investment Advisers · CRD # 284346 · NY · Approved
- SYCAMORE TREE CAPITAL PARTNERS, L.P.Registered Investment Advisers · CRD # 311555 · TX · Approved
- SYGNUS CAPITAL LIMTEDRegistered Investment Advisers · CRD # 333428 · Approved
- SYGNUS CAPITAL PR LLCRegistered Investment Advisers · CRD # 283447 · PR · Approved
- SYGNUS CAPITAL SL LIMITEDRegistered Investment Advisers · CRD # 333426 · Approved
- SYKON ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 336338 · NY · Approved
- SYKON CAPITAL LLCRegistered Investment Advisers · CRD # 326728 · NY · Approved
- SYLEBRA CAPITAL LLCRegistered Investment Advisers · CRD # 316856 · CA · Approved
- SYLVEST ADVISORS, LLCRegistered Investment Advisers · CRD # 165130 · TX · Approved
- SYM FINANCIAL CORPORATIONRegistered Investment Advisers · CRD # 107517 · IN · Approved
- SYMBIOTIC CAPITAL MANAGEMENT CO. LLCRegistered Investment Advisers · CRD # 325844 · CA · Approved
- SYMETRA INVESTMENT MANAGEMENT COMPANYRegistered Investment Advisers · CRD # 312176 · CT · Approved
- SYMFONIE CAPITAL, LTDRegistered Investment Advisers · CRD # 164567 · Approved
- SYMMETRY CAPITAL ADVISORS LLCRegistered Investment Advisers · CRD # 122563 · TX · Approved
- SYMMETRY INVESTMENTS US LLCRegistered Investment Advisers · CRD # 317755 · NY · Approved
- SYMMETRY PARTNERS, LLC.Registered Investment Advisers · CRD # 120982 · CT · Approved
- SYMMETRY WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 297002 · IL · Approved
- SYMPHONY FINANCIAL PARTNERS (SINGAPORE) PTE. LTD.Registered Investment Advisers · CRD # 170667 · Approved
- SYMPHONY FINANCIAL SERVICES, INC.Registered Investment Advisers · CRD # 125058 · OH · Approved
- SYMPHONY FINANCIAL, LTD. CO.Registered Investment Advisers · CRD # 171816 · TX · Approved
- SYMPHONY TECHNOLOGY GROUP, LLCRegistered Investment Advisers · CRD # 160676 · CA · Approved
- SYMPHONY WEALTH MANAGEMENT, LLC.Registered Investment Advisers · CRD # 283794 · Approved
- SYNCHRONOUS WEALTH ADVISORS LLCRegistered Investment Advisers · CRD # 317161 · Approved
- SYNDICATED CAPITAL, INC.Registered Investment Advisers · CRD # 29037 · CA · Approved
- SYNERGY ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 117201 · WA · Approved
- SYNERGY CAPITAL OF COLORADO LLCRegistered Investment Advisers · CRD # 334117 · CO · Approved
- SYNERGY FINANCIAL GROUP, LTDRegistered Investment Advisers · CRD # 309961 · Approved
- SYNERGY FINANCIAL PARTNERS, LLCRegistered Investment Advisers · CRD # 305287 · CO · Approved
- SYNERGY FUND MANAGEMENT GROUP LIMITEDRegistered Investment Advisers · CRD # 168167 · Approved
- SYNERGY INVESTMENT MANAGEMENT LLCRegistered Investment Advisers · CRD # 305961 · FL · Approved
- SYNERGY WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 174633 · MI · Approved
- SYNOVUS SECURITIES, INC.Registered Investment Advisers · CRD # 14023 · GA · Approved
- SYNTAX RESEARCH, INC.Registered Investment Advisers · CRD # 151948 · FL · Approved
- SYNTEGRA PRIVATE WEALTH GROUP LLCRegistered Investment Advisers · CRD # 323180 · MO · Approved
- SYNTHETICFI LLCRegistered Investment Advisers · CRD # 330200 · CA · Approved
- SYON CAPITAL LLCRegistered Investment Advisers · CRD # 322776 · CA · Approved
- SYRIOS WEALTH MANAGEMENT GROUP, INC.Registered Investment Advisers · CRD # 332139 · CA · Approved