Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- SUMMIT FINANCIAL CONSULTING LLCRegistered Investment Advisers · CRD # 126570 · MI · Approved
- SUMMIT FINANCIAL STRATEGIES INCRegistered Investment Advisers · CRD # 110112 · OH · Approved
- SUMMIT FINANCIAL WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 171278 · LA · Approved
- SUMMIT FINANCIAL, LLCRegistered Investment Advisers · CRD # 299322 · NJ · Approved
- SUMMIT GLOBAL INVESTMENTS, LLCRegistered Investment Advisers · CRD # 157091 · UT · Approved
- SUMMIT GROUP RETIREMENT PLANNERS, INC.Registered Investment Advisers · CRD # 169823 · PA · Approved
- SUMMIT HILL WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 296740 · CO · Approved
- SUMMIT HOUSE CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 306823 · TX · Approved
- SUMMIT INVESTMENT ADVISORS INCRegistered Investment Advisers · CRD # 316321 · KS · Approved
- SUMMIT INVESTMENT ADVISORY SERVICES, LLCRegistered Investment Advisers · CRD # 168594 · MN · Approved
- SUMMIT PARTNERS CREDIT ADVISORS, L.P.Registered Investment Advisers · CRD # 153195 · MA · Approved
- SUMMIT PARTNERS PUBLIC ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 175100 · MA · Approved
- SUMMIT PARTNERS, L.P.Registered Investment Advisers · CRD # 135271 · MA · Approved
- SUMMIT PEAK INVESTMENTS, LLCRegistered Investment Advisers · CRD # 310099 · Approved
- SUMMIT PLACE FINANCIAL ADVISORS,LLCRegistered Investment Advisers · CRD # 147984 · NJ · Approved
- SUMMIT PLANNING GROUP, INC.Registered Investment Advisers · CRD # 125994 · NY · Approved
- SUMMIT PORTFOLIO MANAGEMENT LLCRegistered Investment Advisers · CRD # 111243 · NV · Approved
- SUMMIT ROCK ADVISORS, LPRegistered Investment Advisers · CRD # 144059 · NY · Approved
- SUMMIT STREET CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 160129 · NY · Approved
- SUMMIT TRAIL ADVISORS, LLCRegistered Investment Advisers · CRD # 220519 · NY · Approved
- SUMMIT WEALTH & RETIREMENT PLANNING, INC.Registered Investment Advisers · CRD # 285972 · ID · Approved
- SUMMIT WEALTH GROUP LLCRegistered Investment Advisers · CRD # 282205 · NH · Approved
- SUMMIT WEALTH GROUP LLCRegistered Investment Advisers · CRD # 335242 · CO · Approved
- SUMMIT WEALTH GROUP, LLCRegistered Investment Advisers · CRD # 166118 · OK · Approved
- SUMMIT WEALTH MANAGEMENT GROUP, INC.Registered Investment Advisers · CRD # 170029 · CA · Approved
- SUMMIT WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 226722 · OH · Approved
- SUMMIT WEALTH PARTNERS, LLCRegistered Investment Advisers · CRD # 283648 · FL · Approved
- SUMMITAS INVESTMENT MANAGEMENT LLCRegistered Investment Advisers · CRD # 330721 · Approved
- SUMMITPOINT CAPITAL MANAGEMENTRegistered Investment Advisers · CRD # 336856 · CO · Approved
- SUMMITRY, LLCRegistered Investment Advisers · CRD # 128586 · CA · Approved
- SUMMITTX CAPITAL, L.P.Registered Investment Advisers · CRD # 333741 · TX · Approved
- SUMNICHT & ASSOCIATES, LLCRegistered Investment Advisers · CRD # 111421 · WI · Approved
- SUN CAPITAL ADVISORS, L.P.Registered Investment Advisers · CRD # 155109 · FL · Approved
- SUN FINANCIAL, INC.Registered Investment Advisers · CRD # 333404 · UT · Approved
- SUN GROUP WEALTH PARTNERS LLCRegistered Investment Advisers · CRD # 166372 · CA · Approved
- SUN LIFE CAPITAL MANAGEMENT (U.S.) LLCRegistered Investment Advisers · CRD # 109684 · MA · Approved
- SUN MOUNTAIN CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 151477 · NM · Approved
- SUN MOUNTAIN PARTNERS, LLCRegistered Investment Advisers · CRD # 290560 · Approved
- SUNAMERICA ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 107338 · NY · Approved
- SUNBEAM CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 289723 · Approved
- SUNBELT SECURITIES, INC.Registered Investment Advisers · CRD # 42180 · TX · Approved
- SUNBURST FINANCIAL GROUP, LLCRegistered Investment Advisers · CRD # 283605 · AL · Approved
- SUNCOAST CAPITAL MANAGEMENTRegistered Investment Advisers · CRD # 304638 · LA · Approved
- SUNCOAST EQUITY MANAGEMENT, LLCRegistered Investment Advisers · CRD # 108289 · FL · Approved
- SUNDANCE BAY INVESTMENT MANAGER, LLCRegistered Investment Advisers · CRD # 301868 · UT · Approved
- SUNDIAL WEALTH LLCRegistered Investment Advisers · CRD # 321900 · FL · Approved
- SUNDOWNER CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 146253 · Approved
- SUNDVOLD CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 108176 · MO · Approved
- SUNESIS ADVISORS, LLCRegistered Investment Advisers · CRD # 159114 · KS · Approved
- SUNPOINTE, LLCRegistered Investment Advisers · CRD # 282505 · MO · Approved