Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- STW ASSOCIATESRegistered Investment Advisers · CRD # 106196 · Approved
- STWD INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 288615 · FL · Approved
- STYLUS CAPITAL LLCRegistered Investment Advisers · CRD # 282156 · Approved
- STYRAX CAPITAL LPRegistered Investment Advisers · CRD # 318435 · NY · Approved
- SUCCESS WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 299094 · PA · Approved
- SUCCESSFUL MONEY STRATEGIES INCRegistered Investment Advisers · CRD # 109829 · MA · Approved
- SUCCESSFUL PORTFOLIOS LLCRegistered Investment Advisers · CRD # 152429 · FL · Approved
- SUCCESSION FINANCIAL, INC.Registered Investment Advisers · CRD # 336434 · TX · Approved
- SUGAR MAPLE ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 282632 · WI · Approved
- SUISSA PRIVATE WEALTH, LLCRegistered Investment Advisers · CRD # 342601 · MD · 120-Day Approval
- SULLIVAN FINANCIAL, LLCRegistered Investment Advisers · CRD # 121371 · CT · Approved
- SULLIVAN INVESTMENT MANAGEMENT LLCRegistered Investment Advisers · CRD # 289217 · WI · Approved
- SULLIVAN REALTY CAPITAL, LLCRegistered Investment Advisers · CRD # 158988 · NY · Approved
- SULZBERGER CAPITAL ADVISORS, INC.Registered Investment Advisers · CRD # 174673 · FL · Approved
- SUM ZERO WEALTH, LLCRegistered Investment Advisers · CRD # 343434 · FL · 120-Day Approval
- SUMERU EQUITY PARTNERS L.P.Registered Investment Advisers · CRD # 172955 · CA · Approved
- SUMITOMO MITSUI DS ASSET MANAGEMENT (HONG KONG) LIMITEDRegistered Investment Advisers · CRD # 110459 · Approved
- SUMITOMO MITSUI DS ASSET MANAGEMENT (SINGAPORE) PTE. LTD.Registered Investment Advisers · CRD # 309255 · Approved
- SUMITOMO MITSUI DS ASSET MANAGEMENT COMPANY, LIMITEDRegistered Investment Advisers · CRD # 301509 · Approved
- SUMITOMO MITSUI TRUST ASSET MANAGEMENT AMERICAS, INC.Registered Investment Advisers · CRD # 340411 · NY · 120-Day Approval
- SUMMA CORP.Registered Investment Advisers · CRD # 113091 · TX · Approved
- SUMMA GLOBAL ADVISORS, LLCRegistered Investment Advisers · CRD # 148713 · OR · Approved
- SUMMATION CAPITAL MANAGEMENT, L.P.Registered Investment Advisers · CRD # 331645 · NY · Approved
- SUMMER CREEK WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 165258 · Approved
- SUMMER STREET CAPITAL PARTNERS, LLCRegistered Investment Advisers · CRD # 161009 · Approved
- SUMMERHAVEN INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 289269 · CT · Approved
- SUMMIT ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 109606 · TN · Approved
- SUMMIT CAPITAL SOLUTIONS LLCRegistered Investment Advisers · CRD # 281478 · TN · Approved
- SUMMIT CREEK ADVISORS, LLCRegistered Investment Advisers · CRD # 135496 · MN · Approved
- SUMMIT FINANCIAL ADVISORS, INC.Registered Investment Advisers · CRD # 145007 · OH · Approved
- SUMMIT FINANCIAL CONSULTING LLCRegistered Investment Advisers · CRD # 126570 · MI · Approved
- SUMMIT FINANCIAL STRATEGIES INCRegistered Investment Advisers · CRD # 110112 · OH · Approved
- SUMMIT FINANCIAL WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 171278 · LA · Approved
- SUMMIT FINANCIAL, LLCRegistered Investment Advisers · CRD # 299322 · NJ · Approved
- SUMMIT GLOBAL INVESTMENTS, LLCRegistered Investment Advisers · CRD # 157091 · UT · Approved
- SUMMIT GROUP RETIREMENT PLANNERS, INC.Registered Investment Advisers · CRD # 169823 · PA · Approved
- SUMMIT HILL WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 296740 · CO · Approved
- SUMMIT HOUSE CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 306823 · TX · Approved
- SUMMIT INVESTMENT ADVISORS INCRegistered Investment Advisers · CRD # 316321 · KS · Approved
- SUMMIT INVESTMENT ADVISORY SERVICES, LLCRegistered Investment Advisers · CRD # 168594 · MN · Approved
- SUMMIT PARTNERS CREDIT ADVISORS, L.P.Registered Investment Advisers · CRD # 153195 · MA · Approved
- SUMMIT PARTNERS PUBLIC ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 175100 · MA · Approved
- SUMMIT PARTNERS, L.P.Registered Investment Advisers · CRD # 135271 · MA · Approved
- SUMMIT PEAK INVESTMENTS, LLCRegistered Investment Advisers · CRD # 310099 · Approved
- SUMMIT PLACE FINANCIAL ADVISORS,LLCRegistered Investment Advisers · CRD # 147984 · NJ · Approved
- SUMMIT PLANNING GROUP, INC.Registered Investment Advisers · CRD # 125994 · NY · Approved
- SUMMIT PORTFOLIO MANAGEMENT LLCRegistered Investment Advisers · CRD # 111243 · NV · Approved
- SUMMIT ROCK ADVISORS, LPRegistered Investment Advisers · CRD # 144059 · NY · Approved
- SUMMIT STREET CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 160129 · NY · Approved
- SUMMIT TRAIL ADVISORS, LLCRegistered Investment Advisers · CRD # 220519 · NY · Approved