Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- SESTANTE CAPITAL LLCExempt Reporting Advisers · CRD # 314470 · NY · ERA - Active
- SETPOINT MANAGEMENT LLCRegistered Investment Advisers · CRD # 328702 · NY · Approved
- SEVA GROWTH LPExempt Reporting Advisers · CRD # 328067 · NY · ERA - Active
- SEVEN BRIDGES ADVISORS LLCRegistered Investment Advisers · CRD # 158722 · NY · Approved
- SEVEN GRAND MANAGERS LLCRegistered Investment Advisers · CRD # 310026 · NY · Approved
- SEVEN HILLS CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 342528 · NY · ERA - Active
- SEVEN MILE CAPITAL PARTNERS LPExempt Reporting Advisers · CRD # 162881 · NY · ERA - Active
- SEVEN SIX CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 299257 · NY · Approved
- SEYMOUR ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 291768 · NY · Approved
- SFUMATO CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 335852 · NY · Approved
- SFW CAPITAL PARTNERS, L.P.Registered Investment Advisers · CRD # 160561 · NY · Approved
- SGA CAPITAL LLCExempt Reporting Advisers · CRD # 340789 · NY · ERA - Active
- SGC MANAGEMENT LLCExempt Reporting Advisers · CRD # 306104 · NY · ERA - Active
- SGI PARTNERS, LLCExempt Reporting Advisers · CRD # 324921 · NY · ERA - Active
- SGROI WEALTH ADVISORY GROUP LLCRegistered Investment Advisers · CRD # 289764 · NY · Approved
- SHADE TREE ADVISORS LLCRegistered Investment Advisers · CRD # 289905 · NY · Approved
- SHADOWBOX LOGISTICS, LLCRegistered Investment Advisers · CRD # 342272 · NY · 120-Day Approval
- SHANNON RIVER FUND MANAGEMENT, LLCRegistered Investment Advisers · CRD # 161538 · NY · Approved
- SHARENETT INVESTMENT ADVISORS, LLCExempt Reporting Advisers · CRD # 307176 · NY · ERA - Active
- SHARPE ADVISORS, LLCRegistered Investment Advisers · CRD # 338664 · NY · Approved
- SHELTER ROCK MANAGEMENT, LLCRegistered Investment Advisers · CRD # 142739 · NY · Approved
- SHENKMAN CAPITAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 112192 · NY · Approved
- SHERBORNE INVESTORS MANAGEMENT LPRegistered Investment Advisers · CRD # 160178 · NY · Approved
- SHERMAN STREET CAPITAL LLCExempt Reporting Advisers · CRD # 341170 · NY · ERA - Active
- SHIELD WEALTH ADVISORS, LLC.Registered Investment Advisers · CRD # 309538 · NY · Approved
- SHIKHARA INVESTMENT MANAGEMENT LPRegistered Investment Advisers · CRD # 329963 · NY · Approved
- SHIKIAR ASSET MANAGEMENT INCRegistered Investment Advisers · CRD # 107533 · NY · Approved
- SHINE CAPITAL, LLCExempt Reporting Advisers · CRD # 311659 · NY · ERA - Active
- SHOPE FINANCIAL PLANNING, INC.Registered Investment Advisers · CRD # 144056 · NY · Approved
- SHUFRO, ROSE & CO., LLCRegistered Investment Advisers · CRD # 3403 · NY · Approved
- SHULMAN DEMEO ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 142897 · NY · Approved
- SIBILLA CAPITAL MANAGEMENT LLCExempt Reporting Advisers · CRD # 162720 · NY · ERA - Active
- SICART ASSOCIATES, LLCRegistered Investment Advisers · CRD # 285275 · NY · Approved
- SIDELINE GROUP, LLCExempt Reporting Advisers · CRD # 337813 · NY · ERA - Active
- SIDUS INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 160406 · NY · Approved
- SIEBERT ADVISORNXT, LLC.Registered Investment Advisers · CRD # 288572 · NY · Approved
- SIERRA CREST INVESTMENT MANAGEMENT LLCRegistered Investment Advisers · CRD # 300069 · NY · Approved
- SIGMOID MANAGEMENT LPExempt Reporting Advisers · CRD # 327127 · NY · ERA - Active
- SIGNET HEALTHCARE MANAGEMENT LLCExempt Reporting Advisers · CRD # 284087 · NY · ERA - Active
- SIGULER GUFF ADVISERS LLCRegistered Investment Advisers · CRD # 106788 · NY · Approved
- SILAS CAPITAL LLCExempt Reporting Advisers · CRD # 315161 · NY · ERA - Active
- SILVER ADVISORS, LLCRegistered Investment Advisers · CRD # 291109 · NY · Approved
- SILVER GROVE FINANCIAL GROUP, INC.Registered Investment Advisers · CRD # 287512 · NY · Approved
- SILVER ROCK CAPITAL PARTNERS LPRegistered Investment Advisers · CRD # 318007 · NY · Approved
- SILVERBAY CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 151259 · NY · Approved
- SILVERBERG BERNSTEIN CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 327151 · NY · Approved
- SILVERCREST ASSET MANAGEMENT GROUP LLCRegistered Investment Advisers · CRD # 118333 · NY · Approved
- SILVERPEAK REAL ESTATE PARTNERS L.P.Registered Investment Advisers · CRD # 156018 · NY · Approved
- SIMCOE CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 161985 · NY · Approved
- SIMPLEADVISORY LLCRegistered Investment Advisers · CRD # 334785 · NY · Approved